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Securities and Exchange Commission

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13 jobs
Securities and Exchange Commission
6 days ago

Exam Manager

New On-siteNorth America
United States

The Division of Examinations is seeking a Supervisory Attorney-Adviser (Exam Manager), SK-0905-15 in the Office of Investment Advisers and Investment Companies (IA/IC), As an Exam Manager, You will join a…
Securities and Exchange Commission
6 days ago

Senior Officer-Chief Risk and Strategy Officer

New On-siteNorth AmericaC-level
United States

The Division of Examinations is seeking a Senior Officer - Chief Risk and Strategy Officer. This position may be located in Atlanta, GA, Boston, MA, Chicago, IL, Denver, CO, Fort Worth, TX, Los Angeles, CA, Miami, FL,…

Analytics Data Analytics Strategic Planning
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Securities and Exchange Commission
6 days ago

Senior Officer-Chief Risk and Strategy Officer

New On-siteNorth AmericaFull-timeC-level
United States

The Division of Examinations is seeking a Senior Officer - Chief Risk and Strategy Officer. This position may be located in Atlanta, GA, Boston, MA, Chicago, IL, Denver, CO, Fort Worth, TX, Los Angeles, CA, Miami, FL,…

Analytics Data Analytics Strategic Planning
Sign in to see your match
Securities and Exchange Commission
6 days ago

Senior Officer - Chief Risk and Strategy Officer

New On-siteNorth AmericaC-level
United States

The Division of Examinations is seeking a Senior Officer - Chief Risk and Strategy Officer. This position may be located in Atlanta, GA, Boston, MA, Chicago, IL, Denver, CO, Fort Worth, TX, Los Angeles, CA, Miami, FL,…

Analytics Data Analytics Strategic Planning
Sign in to see your match
Securities and Exchange Commission
6 days ago

Exam Manager

New On-siteNorth America
United States

The Division of Examinations is seeking a Supervisory Securities Compliance Examiner (Exam Manager), SK-1831-15 in the Office of Investment Advisers and Investment Companies (IA/IC). As an Exam Manager, You will join a…
Securities and Exchange Commission
7 days ago

Investigative Accountant

New On-siteNorth America
United States

The Division of Enforcement (ENF), Office of Market Intelligence, is seeking a Staff Accountant (Investigative Accountant). As an Investigative Accountant, you will assist with identifying, analyzing, and evaluating…

Financial Reporting Risk Assessment
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Securities and Exchange Commission
2 views last week

Risk and Compliance Officer

On-siteNorth America
United States

The Division of Enforcement's Office of the Chief Risk and Compliance Officer (OCRCO) is seeking a Management and Program Analyst (Risk and Compliance Officer). The OCRCO is responsible for overseeing the Division's…
Securities and Exchange Commission
2 views last week

Assistant Director

On-siteNorth America
United States

The Division of Trading and Markets is seeking a Supervisory Attorney Adviser (Assistant Director) in the Office of Clearance and Settlement's Office of Derivatives Clearing ("Office"). As an Assistant Director, you…
Securities and Exchange Commission
1 views 2 weeks ago

Assistant Director

On-siteNorth America
United States

The Division of Examinations is seeking a Supervisory Staff Accountant(Assistant Director), SK-0510-17 in the Office of FINRA and Securities Industry Oversight (FSIO). As an Assistant Director, you will join a…
Securities and Exchange Commission
3 views 2 weeks ago

Attorney - Broker-Dealer Finance

On-siteNorth America
United States

The Division of Trading and Markets (TM), Office Broker-Dealer Finance (OBDF), is seeking an Attorney-Adviser (Attorney - Broker-Dealer Finance) for its Office of Policy Regulation and Inspection (formerly the Office…
Securities and Exchange Commission
3 views 2 weeks ago

Program Operations Specialist

On-siteNorth AmericaContract
United States

The Division of Investment Management's Business Management Office, Program Support Branch is seeking a Program Operations Specialist. As a Program Operations Specialist, you will support key programs and daily…

Automation SharePoint
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Securities and Exchange Commission
4 views 4 weeks ago

Attorney-Adviser

Open 26d On-siteNorth America
United States

The Division of Examinations is seeking a early career Attorney-Adviser, SK0905-11/12 in the Office of Broker-Dealers (BDX), Office of FINRA and Securities Industry Oversight (FSIO) Office of Investment Advisers and…
Securities and Exchange Commission
2 views 4 weeks ago

Staff Accountant

On-siteNorth AmericaStaff
United States

The Division of Examinations is seeking a early career Staff Accountant, SK-0510-09/11 in the Office of Broker-Dealers (BDX), Office of FINRA and Securities Industry Oversight (FSIO), Office of Investment Advisers and…