45741 VP Regulatory Compliance, WPB 法令遵循處 法令遵循諮詢部(個人消費金融) 副總裁

<Functional Description>
Risk and Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and ensures fair outcomes for clients. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

<People Responsibility> No

<Reports To>
VP and Head of Regulatory Compliance, IWPB

<Role Purpose>
The role holder is the senior executive accountable for ensuring HSBC’s operations in Taiwan effectively identify, assess, manage and mitigate Regulatory Compliance risks, and for providing timely, high-quality compliance advice to the covered businesses.

< Job Contents>
1. Provide business advisory support to maintain an effective control framework and ensure compliance with external regulations, internal policies/codes, and market practices across relevant business areas.
2. Support the Head of Regulatory Compliance, IWPB in overseeing key compliance policies, standards, and systems for Taiwan, managing Group Regulatory Compliance risk in a practical and cost-effective way.
3. Help proactively identify emerging Regulatory Compliance risks and assess impacts on the Taiwan business model.
4. Deliver compliance advice to ensure the business understands risk exposure across clients, transactions, and products.
5. Support leadership in balancing regulatory and stakeholder expectations with business objectives, considering political, regulatory, reputational, and customer/shareholder impacts.
6. Provide independent risk challenge and trusted advice in governance and issue management, promote a strong compliance culture, and strengthen collaboration with risk and control owners.