AML Compliance Officer - 6 Month Contract
At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together.
Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
AML Compliance Officer - 6 Month Contract
How does the role impact the organization?
As part of the Anti-Money Laundering (“AML”) Client Intelligence Unit (“CIU”), you will be primarily responsible for daily Anti-Money Laundering/Anti-Terrorist Financing, Fraud and Sanctions, (collectively, “Financial Crime Management (FCM)”) oversight and operational functions.
What will your role be responsible for?
- Conduct appropriate client due diligence through the review of client background information, and review of securities transactions, as necessary;
- Conduct daily client name screening activities and daily remediation of alerts with documented rationale, including monitoring and testing routines to detect unusual/suspicious activities and to ensure effectiveness of controls;
- Act as the primary SME for inquiries and to provide support and guidance on AML/ATF related matters under AML/ATF legislation and Canadian Investment Regulatory Organization (CIRO) rules;
- Prepare and/or submit unusual transaction reports within specified timeline;
- Administer policies and procedures to ensure compliance with regulations related to money laundering included in the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA);
- Other FCM compliance tasks as assigned.
What can you expect from us?
Our most important investment is in people. Upon eligibility, Raymond James Ltd. offers flexible workstyles, a competitive compensation and benefits package. Our benefits range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses, Tuition Reimbursement and many more! We also support internal promotion and community involvement.