Analyst, Portfolio Compliance
The Analyst, Portfolio Compliance will play an integral role within the Compliance team monitoring trade activities to ensure DoubleLine advised accounts maintain conformity with investment guidelines and regulatory limits.
Job Functions
- Review and interpret investment guidelines for commingled funds and separately managed accounts.
- Implement and test automated and manual compliance rules and monitor adherence of trade activities to these rules.
- Research potential issues stemming from the trade monitoring and work with the Investment teams to resolve these matters.
- Assist with the preparation of monthly and quarterly client reporting.
- Collaborate with various business units, including Investment teams, Legal, Technology, Client Services and Operations.
- Participate in ad hoc projects, including process improvements and technology initiatives to enhance operational efficiency.