Assistant Vice President, Branch & Operations Control TH

Open 55d

To oversee the execution of the ORM P&P within DOC for support Branch & Operations, in a robust and efficient manner as to achieve sound risk management practices and reporting.
To ensure that all units in Branch & Operations have a DCORO as deemed appropriate, formalize the appointment, set and evaluate the Key Performance Indicator (KPI), and provide appropriate training to the DCORO.
To promote and support Business to ensure adherence with internal policies, procedures and processes. Also to ensure action plans are developed to address the risk and control issues.
To act as the liaison with ORM and Compliance in relation to risk related matters.
To be proactively identify areas with ineffective controls and work with the relevant stakeholders to enhance overall control environment to mitigate risk.
To provide support and advice to the units in Branch & Operations in understanding and applying the legal and regulatory requirements.
To provide on-going compliance awareness briefing / training to staff in Operations as required.
To constructively engage with the second line of defence to achieve an optimal outcome of risk management and compliance for CIMB Thai.

See also