Assistant Vice President, STAMC Risk and Compliance TH

Business Performance and Management

• To communicate, advise and monitor business activities to ensure compliance with rules and regulations
• Regulate the KYC register for periodic review of risk levels.
• Act as a coordinator to deliver the transaction report form to the Anti-Money Laundering Office.
• To be a risk assessment coordinator who is responsible for reporting in the AMRAC system of the Anti-Money Laundering Office.
• Coordinating DRP Exercise Bank wide, Call Tree
• Assessing external service providers' risks. (assessment company) and annual money laundering risk assessment
• To communicating and facilitating the operational risk management policies, processes and limits as well as validating compliance with the approved Operational Risk Management Framework.
  

Regulatory Compliance

• To inform management and/or staff on new regulation and/or announcement from relevant regulatory bodies in timely manner;
• To liaise with the relevant regulatory bodies in matters relating to compliance;
• Tracks and monitor the Company’s compliances;
• To ensure timely submission of reports and other information to management and any other applicable regulatory bodies’
• To act as independent channel to receive complaints from customers and to report to CEO on periodic basis on any complaints received;
• To arrange Shareholders Meeting and Board of Directors Meeting, prepare agenda for the meeting and take the minutes of the meeting
• Safekeeping of resolutions and any other relevant documents
• To provide training on compliance, PDPA law, and AML/CFT matter
• Perform as the center in compiling complaint issues that need to be submitted to regulatory

• Bachelor’s degree or higher in Business Administration, Laws, Finance or other related
• Experience in Compliance, Internal Audit, Law or Internal Control in Banking, Non-Bank and/or Asset Management Companies at least 1-3 years
• Good communication skill, both writing and interpersonal
• Initiative and responsible, enthusiastic and able to work hard
• Structural thinking, Strong skill in problem-solving, and good coordinated skills
• Ability to work under pressure whilst meeting deadlines
• Good command of spoken and written English
• Have good computer skills (Email, Word, Excel, Power point)