Business Compliance Officer/Manager
Posted Updated
About Us
Longbridge is a new-generation, AI-driven online brokerage on a mission to make investing smarter, simpler, and more accessible for everyone. Headquartered in Singapore, we are redefining the investment journey by connecting the stages of “Discovery → Learning → Trading.”With our proprietary AI assistant, Longbridge AI, and a cloud-native infrastructure, we provide retail investors with institutional-grade insights and a seamless global trading network. At Longbridge, you won’t just be working for a brokerage; you’ll be building the future of financial infrastructure.
Role Overview:
We are looking for a Business Compliance Officer / Manager to join our Hong Kong compliance team. In this role, you will work closely with product, marketing, and business teams to ensure our Type 1, 2, 4, and 9 regulated activities comply with SFC regulations. You will provide practical compliance advice on new products, digital features, and marketing campaigns, helping the company grow safely within regulatory boundaries.
Key Responsibilities:
Key Requirements:
Longbridge is a new-generation, AI-driven online brokerage on a mission to make investing smarter, simpler, and more accessible for everyone. Headquartered in Singapore, we are redefining the investment journey by connecting the stages of “Discovery → Learning → Trading.”With our proprietary AI assistant, Longbridge AI, and a cloud-native infrastructure, we provide retail investors with institutional-grade insights and a seamless global trading network. At Longbridge, you won’t just be working for a brokerage; you’ll be building the future of financial infrastructure.
Role Overview:
We are looking for a Business Compliance Officer / Manager to join our Hong Kong compliance team. In this role, you will work closely with product, marketing, and business teams to ensure our Type 1, 2, 4, and 9 regulated activities comply with SFC regulations. You will provide practical compliance advice on new products, digital features, and marketing campaigns, helping the company grow safely within regulatory boundaries.
Key Responsibilities:
- Work as the main compliance contact for product, tech, trading, and marketing teams, providing clear compliance advice on day-to-day business questions and new initiatives.
- Review new products, AI trading features, client onboarding flows, and promotional materials to ensure they meet SFC requirements.
- Assess regulatory risks for new business ideas and suggest workable solutions that align with legal standards and business goals.
- Keep track of regulatory updates from the SFC and HKEX, and assess how new rules impact our current products and services.
- Coordinate with internal teams on business-related regulatory inquiries, audits, and compliance reviews.
- Prepare and deliver practical compliance training for internal teams to keep everyone updated on key rules and standards.
Key Requirements:
- Bachelor’s degree in Law, Finance, Accounting, Business, or a related discipline.
- 2 to 6 years of compliance or regulatory experience in financial services (preferably with licensed brokerages, online trading platforms, or Big 4 advisory firms).
- Good working knowledge of the SFO and SFC regulations relating to Type 1, 2, 4, and 9 regulated activities.
- Practical mindset with the ability to explain regulatory rules clearly to non-compliance colleagues.
- Good communication and problem-solving skills; comfortable working in a team and handling daily tasks independently.
- Proficient in written and spoken English and Chinese (Mandarin and Cantonese).