CAL_Fund Manager (Type 9 RO)【香港】

1. Fund Management & Operations

• Act as an SFC Type 9 Responsible Officer (or work towards immediate RO approval) to supervise Type 9 asset management activities in compliance with SFC regulations and internal guidelines.
• Oversee the end-to-end administration, lifecycle, and operational workflow of the firm’s in-house private funds.
• Monitor portfolio positions, cash flow, NAV, corporate actions, and valuations alongside fund administrators, prime brokers, and custodians.
• Conduct regular portfolio reviews, risk management, and post-trade compliance monitoring.
• Coordinate with legal and audit for annual fund audits, investor reports, and regulatory filings.

2. Fund Sales & Investor Support
Assist senior management in fundraising and client onboarding for the firm’s private funds and authorized public funds.

• Prepare pitch books, factsheets, investor updates, due diligence questionnaires (DDQs), and presentation decks.
• Coordinate investor relations, address routine investor inquiries, and support marketing initiatives targeted at high-net-worth individuals (HNWIs), family offices, and institutional partners.

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1. 負責資產管理業務(RO 9)，擔任基金經理人
2. 維護公司客戶關系，提供投資建議
3. 提供業務/客戶市場或銷售產品教育訓練