Client Risk Analyst I
Job Description & Responsibilities:
A Client Risk Analyst acts as a liaison to Interactive Brokers’ professional clients in the Asia-Pacific region, including broker-dealers, hedge funds, investment managers, and proprietary trading groups. We aim to build and maintain long-term client relationships through superior, high-touch service as we continue to expand our global product offering.
Monitor real-time systems for margin deficits, erroneous trades, significant net liquidation changes and other issues.
Order execution across multiple asset classes: equities, options, futures, bonds, mutual funds, FX, CFDs.
Monitor and adjust margin requirements based on regulatory rules and market risks.
Have the ability to solve problems under pressure and focus on wide scale service issues.
Support clients via phone, chat and tickets on trade and margin related issues.
Assist and support the Quality Assurance Department with complaint resolution.
Analyse existing systems and processes in order to recommend and assist in the implementation of enhancements and preventive risk measures.
Required Qualifications and Skills:
Core competencies:
Must have strong product knowledge – Equities, Options, Futures, FX, etc.
Analytical self-starter who takes ownership of projects and sees them through to completion
Excellent command of written and spoken English and Chinese (Mandarin language skills highly preferred)
Candidates with prior experience in the areas of middle/back office operations, compliance, electronic trading, and fund administration will be given priority
Requirements:
University degree
Minimum 2 years’ experience
HKSI Paper 1 (Type 1, 2, and 3), FINRA Series 7 license or ability to obtain
Working knowledge of Microsoft Word, Excel, Bloomberg, UNIX and/or general programming experience is a plus
Company Benefits & Perks
Competitive Salary, annual performance-based bonus and stock grant
Excellent health and welfare benefits including medical, dental, specialist and in-patient
Competitive package of Annual Leave
Daily lunch ordered in house with fully stocked kitchen
Great work life balance
Unique opportunity to gain exposure to global financial products, markets and clientele
Opportunities for career progression and job scope expansion in a global company with growing local presence