Compliance Analyst I

Kish is seeking a detail-oriented and analytical Compliance Analyst I to join our Risk, Audit & Compliance team. This role supports the Bank's Corporate Compliance Program by helping ensure compliance with applicable banking regulations, internal policies, and operational procedures.

The Compliance Analyst I works closely with business units across the organization to monitor compliance activities, perform risk-based reviews, support reporting functions, and promote a strong culture of compliance. This position is ideal for a banking professional looking to grow a career in regulatory compliance, risk management, banking operations, and audit support.

Key Responsibilities

Compliance Monitoring & Validation

• Manage assigned monitoring and validation activities within the Compliance Dashboard.
• Independently complete monthly, quarterly, and annual compliance monitoring reviews.
• Maintain and enhance monitoring procedures based on regulatory updates and process improvements.
• Ensure compliance activities are completed accurately and within established deadlines.
• Identify and escalate potential compliance concerns and control weaknesses.

Compliance Reviews & Risk Assessment

• Select and review samples of transactions, files, and processes for compliance testing.
• Complete compliance monitoring checklists and supporting documentation.
• Review department policies, procedures, forms, disclosures, and communications for regulatory compliance.
• Identify compliance risks, control gaps, and root causes of findings.
• Develop summaries, recommendations, and corrective action items for management review.
• Track findings and support resolution of identified compliance issues.

Reporting & Documentation

• Assist in preparing monthly, quarterly, and annual compliance reports.
• Compile data and documentation for management presentations and compliance updates.
• Maintain accurate records and supporting documentation for compliance reviews.
• Assist in preparing reports, dashboards, and risk summaries for leadership.

Communication & Cross-Functional Collaboration

• Build strong working relationships with departments throughout the organization.
• Support communication between business leaders and the Compliance Officer.
• Help identify, communicate, and escalate compliance concerns to appropriate stakeholders.
• Collaborate with team members to promote consistent regulatory compliance practices across the Bank.

Training & Regulatory Support

• Assist with compliance-related training initiatives and development programs.
• Support creation and maintenance of compliance training schedules and materials.
• Research new regulatory guidance and compliance training resources.
• Help coordinate employee participation in required compliance training programs.
• Contribute to maintaining a culture of compliance and regulatory awareness.

Customer Service & Internal Support

• Provide responsive support to internal and external stakeholders.
• Prioritize requests and inquiries while ensuring timely and professional resolution.
• Collaborate with business partners to support operational and compliance-related needs.
• Perform additional duties and special projects as assigned.

Qualifications

Required Qualifications

• High School Diploma, GED, equivalent certification, or military experience.
• Minimum of five (5) years of banking experience.
• Minimum of one (1) year of compliance, audit, risk management, or related experience.
• Strong written, verbal, mathematical, and analytical skills.
• Ability to work independently while managing multiple priorities and deadlines.
• Excellent organizational and problem-solving abilities.
• Strong interpersonal skills and ability to work collaboratively across departments.

Preferred Qualifications

• Bachelor's degree in Accounting, Finance, Economics, Business Administration, Risk Management, or a related field.
• Experience in banking compliance, regulatory monitoring, audit, or operational risk.
• Knowledge of consumer banking regulations and compliance management practices.
• Familiarity with compliance monitoring software, compliance dashboards, and reporting tools.
• Interest in pursuing professional certifications related to compliance or risk management.

What Makes You Successful

• Strong attention to detail and accuracy
• Ability to analyze information and identify trends or risks
• Effective written and verbal communication
• Time management and organizational skills
• Commitment to confidentiality and ethical decision-making
• Collaborative mindset with a focus on continuous improvement
• Ability to adapt to changing regulatory requirements

Physical Requirements

• Primarily office-based work in a professional environment.
• Frequent computer and telephone use.
• Occasional standing, walking, reaching, bending, and stooping.
• Ability to occasionally lift and carry up to 20 pounds.
• Reasonable accommodations may be made to enable individuals with disabilities to perform essential job functions.

At Kish, we are committed to building a culture of integrity, accountability, and regulatory excellence. As a Compliance Analyst I, you will gain valuable exposure to banking regulations, compliance monitoring, risk assessment, and enterprise-wide operations while contributing to the success of a community-focused financial institution.