Compliance Analyst II, Producer Oversight and Suitability Programs - Remote

Symetra has an exciting opportunity to join our Compliance team as a Compliance Analyst II!

About the role

As a Compliance Analyst II, you will serve as a key contributor to Symetra's Producer Oversight and Third-Party Suitability Program. This role is responsible for identifying, assessing, and mitigating risks related to producer conduct, sales practices, licensing, suitability, and regulatory compliance across Symetra's distribution channels.

You will act as a subject matter expert on producer oversight matters, partnering closely with Distribution, Legal, Compliance, Operations, and senior leadership to evaluate producer risk, investigate concerns, monitor business practices, and support remediation efforts. Responsibilities include conducting risk assessments, analyzing producer activity and trends, managing oversight initiatives, supporting regulatory examinations, and developing reporting and monitoring tools that strengthen Symetra's compliance framework.

The ideal candidate combines strong analytical capabilities with sound judgment and the ability to evaluate complex situations involving producer conduct, suitability, regulatory requirements, and reputational risk. This individual must be comfortable presenting findings and recommendations to leadership and influencing decisions regarding producer supervision and risk management.

What you will do

• Serve as a compliance subject matter expert supporting Symetra's Producer Oversight and Third-Party Suitability programs.
• Conduct risk-based reviews of producers, Broker Dealers, and agencies, including analysis of complaints, regulatory actions, disclosure events, chargebacks, replacement activity, lapse rates, suitability concerns, and other sales practice indicators.
• Investigate and assess potential producer misconduct, such as, licensing concerns, and other compliance-related issues, making recommendations regarding appointment, termination, supervision, or remediation.
• Monitor and evaluate producer business practices to identify emerging risks and compliance trends.
• Prepare risk assessments, investigative summaries, and recommendations for senior management regarding producer oversight matters.
• Assist with the development, implementation, and enhancement of policies, procedures, controls, and best practices related to producer supervision and distribution risk management.
• Partner with Distribution, Legal, Licensing, Operations, and Compliance teams to resolve complex producer oversight issues and implement appropriate corrective actions.
• Support regulatory examinations, audits, and information requests related to producer oversight, suitability, and sales practices.
• Analyze data and develop reporting to identify trends, measure program effectiveness, and support risk-based oversight activities.
• Lead or support special projects involving producer supervision, suitability monitoring, regulatory change management, and compliance process improvements.
• Leverage data analytics, automation, artificial intelligence, and technology solutions to enhance monitoring capabilities and oversight effectiveness.
• Communicate findings, recommendations, and emerging risks to management and key stakeholders.

Why work at Symetra

“If you want to work for a company that is always considering its employees while working towards sustainable growth this is that company. Within Symetra, there is always innovation, empowerment, and growth opportunities, all while providing us with a great work/life balance and incredible benefits for a very reasonable cost!” - Cindy G., Program Manager

“If you're looking for a place to call home, grow professionally and personally and most importantly, be yourself, Symetra is the right fit.” - Daniel P., Senior Underwriter

What we offer you

We don’t take a “one-size-fits-all” approach when it comes to our employees. Our programs are designed to make your life better both at work and at home.

• Flexible full-time or hybrid telecommuting arrangements
• Plan for your future with our 401(k) plan and take advantage of immediate vesting and company matching up to 6%
• Paid time away including vacation and sick time, flex days and ten paid holidays
• Give back to your community and double your impact through our company matching
• Want more details? Check out our Symetra Benefits Overview

Compensation

$72,700 - $121,100 annually plus eligibility for Company Annual Bonus