Compliance and Middle Office Executive
Summary
Oversee compliance checks (KYC/CDD/IPPC), risk monitoring, and regulatory filings for a financial services firm in Singapore.
Job Scope
- Perform KYC/CDD/IPPC checking functions including periodic review and updates to ensure relevancy of client onboarded documents and supporting agreements in client and vendor counterparty data base.
- Monitor IPPC risk compliance and provide internal training, reporting and prepare/submit external regulatory filings.
- Perform inventory management reconciliation and maintenance.
- Assist the front and back-office teams for smooth daily operations and other ad-hoc task projects.
Requirements
- Prior experience in the banking or financial services industry is required.
- Problem solver with self-directed initiative
- Responsible team player with collaborative mindset
- Able to start work immediately.