Compliance Head - Custodian

A Large Financial Conglomarate foraying into Custodian Business is urgently looking for a Lead Compliance Profile.

Location: Mumbai

Domain Expertise: SEBI (Custodian) Regulations & FPI Guidelines

Key Highlights:

- End-to-end regulatory compliance & oversight for Custodial operations.

- Direct leadership of safekeeping, clearing, settlement & corporate actions compliance.

- Strategic regulatory interface with SEBI, NSDL, CDSL, NSE, BSE & Clearing Corporations.

- Implementation of robust compliance frameworks, SOPs, and internal controls.

- Key oversight of client asset protection, asset segregation & FPI regulatory mandate.

For more details or enquiries, please do whatsapp or call on 8286011441