Compliance Manager
Reporting to the Head of Compliance, this person will play a key role in the delivery of
Fluro's compliance framework, with a strong focus on providing hands-on regulatory and
compliance advice to the business alongside maintenance of the day-to-day compliance
activities including delivery of the annual compliance monitoring plan.
This role will suit someone that is comfortable applying their knowledge of regulation to real
business use-cases, who can think creatively and is eager to support the business in the
delivery of its mission to create a lasting, positive change in the credit industry
and service changes comply with relevant FCA rules and regulations
- Conduct horizon scanning and provide balanced and practical advice to the business
on new regulations
- Translate regulatory requirements into easy to understand internal policies that are
fit for purpose
- Champion a customer focussed culture and provide pragmatic advice on Consumer
Duty
- Act as a “critical friend” to the business, ensuring that the compliance team is viewed
positively and engaged as appropriate
- Conduct compliance monitoring and outcomes testing, escalating findings and
tracking remediation
- Support internal/external audits, due diligence and contract reviews
- Assist with regulatory reporting and administration
- Deliver compliance training and advise on mandatory training requirements
- Solid compliance experience gained within an FCA-regulated financial services firm
(consumer credit or fintech experience an advantage)
- Good working knowledge of the UK regulatory framework, including Consumer Duty,
SMCR, CONC and DISP
- Ability to provide clear, practical regulatory advice and constructive challenge to the
business
- Experience conducting compliance monitoring and outcomes testing, and tracking
remediation
- Excellent written and verbal communication skills
- Comfortable managing multiple priorities with strong attention to detail
Nice to haves:
- Experience with SMCR administration (certifications, fitness and propriety
assessments)
- Exposure to financial crime frameworks (e.g. SAR review, MLRO support)
- Relevant professional qualification (e.g. ICA Certificate/Diploma in Governance, Risk
and Compliance
• Health Insurance, which includes covering the full cost of premiums and can be
extended to cover any dependants who live at the same address
• Fluro pays up to £30 per month towards an employee’s gym membership
• Life insurance policy – 4x salary
• Income protection policy
• Service Recognition for 5+ years and 10+ years at Fluro
Fluro's compliance framework, with a strong focus on providing hands-on regulatory and
compliance advice to the business alongside maintenance of the day-to-day compliance
activities including delivery of the annual compliance monitoring plan.
This role will suit someone that is comfortable applying their knowledge of regulation to real
business use-cases, who can think creatively and is eager to support the business in the
delivery of its mission to create a lasting, positive change in the credit industry
Responsibilities
- Work cross-functionally to deliver pragmatic compliance advice, and ensure productand service changes comply with relevant FCA rules and regulations
- Conduct horizon scanning and provide balanced and practical advice to the business
on new regulations
- Translate regulatory requirements into easy to understand internal policies that are
fit for purpose
- Champion a customer focussed culture and provide pragmatic advice on Consumer
Duty
- Act as a “critical friend” to the business, ensuring that the compliance team is viewed
positively and engaged as appropriate
- Conduct compliance monitoring and outcomes testing, escalating findings and
tracking remediation
- Support internal/external audits, due diligence and contract reviews
- Assist with regulatory reporting and administration
- Deliver compliance training and advise on mandatory training requirements
Requirements
Need to haves:- Solid compliance experience gained within an FCA-regulated financial services firm
(consumer credit or fintech experience an advantage)
- Good working knowledge of the UK regulatory framework, including Consumer Duty,
SMCR, CONC and DISP
- Ability to provide clear, practical regulatory advice and constructive challenge to the
business
- Experience conducting compliance monitoring and outcomes testing, and tracking
remediation
- Excellent written and verbal communication skills
- Comfortable managing multiple priorities with strong attention to detail
Nice to haves:
- Experience with SMCR administration (certifications, fitness and propriety
assessments)
- Exposure to financial crime frameworks (e.g. SAR review, MLRO support)
- Relevant professional qualification (e.g. ICA Certificate/Diploma in Governance, Risk
and Compliance
Benefits
• Pension scheme – Fluro matches up to 5%• Health Insurance, which includes covering the full cost of premiums and can be
extended to cover any dependants who live at the same address
• Fluro pays up to £30 per month towards an employee’s gym membership
• Life insurance policy – 4x salary
• Income protection policy
• Service Recognition for 5+ years and 10+ years at Fluro