Compliance Manager
The Compliance Manager will ensure adherence to regulatory requirements and internal policies, supporting the firm's Capital Markets and Investment Banking activities.
Key Responsibilities
- Provide regulatory advisory to business units on MAS regulations and global compliance standards
- Monitor trading activities to detect market misconduct (e.g., insider trading, market abuse)
- Oversee KYC/AML processes and client onboarding reviews
- Liaise with regulators and manage regulatory submissions and audits
- Develop and deliver compliance training programs
- Maintain and update compliance policies and procedures
Requirements
- 6–12 years of compliance experience within financial institutions
- Strong knowledge of MAS regulations and AML/KYC frameworks
- Experience supporting Global Markets or Investment Banking businesses
- Excellent communication and stakeholder management skills
- Relevant certifications (e.g., CAMS) are a plus