Compliance Monitoring Officer
You will develop and operate the compliance monitoring and testing programme for European operations. You will review processes, risks, and controls; identify gaps; manage remediation; and advise the business on regulations, policies, and procedures. You will implement AML/CFT policies, oversee emerging regulatory requirements, support product launches, deliver compliance training, oversee regulatory reporting, and review marketing materials for local compliance.
Responsibilities
- Develop and implement a compliance monitoring and testing programme.
- Conduct reviews and assessments to identify non-compliance.
- Provide compliance advice and guidance on regulations, rules, and internal procedures.
- Develop and operationalise policies and procedures, including AML/CFT requirements.
- Oversee implementation of new regulatory requirements and manage horizon scanning.
- Work with the COO and CEO to implement operational compliance efficiencies.
- Support regional product rollouts.
- Develop and deliver compliance training programmes.
- Oversee regulatory reporting requirements.
- Ensure marketing materials comply with local requirements.
- Foster compliance awareness and accountability through communication and training.
Requirements
- Experience in crypto, fintech, or another regulated, high-volume transaction industry.
- Second-line compliance experience in a previous senior role at a regulated MiFID investment firm, MTF, bank, crypto exchange, or payments firm.
- Experience with the CJA and CASP registrations.
- Experience managing complex global compliance projects.
- Risk analysis and sound judgment.
- Knowledge of compliance risk management techniques.
- Financial crimes and markets compliance experience.