Compliance Officer

You own the compliance function in the Netherlands and work with the group compliance team to operate and implement the compliance framework for a licensed trading entity. You monitor regulations, maintain policies, conduct trade surveillance, prepare regulatory reports, assess risks, train employees, and support counterparty due diligence.

Responsibilities

• Monitor and interpret Dutch and EU regulations
• Implement regulatory procedures
• Draft and maintain local compliance policies
• Conduct daily trade surveillance
• Investigate potential market abuse
• Prepare and submit reports to the AFM and DNB
• Assist with regulatory inquiries
• Perform compliance risk assessments
• Deliver compliance training
• Manage counterparty onboarding and due diligence

Requirements

• Degree in Law, Finance, or a related field
• 5-8 years of compliance experience in the financial services sector in the Netherlands
• Knowledge of the Dutch Wwft and EU AML Directives
• Understanding of MiCAR market integrity and conduct rules
• Ability to work independently and manage multiple priorities
• Cryptocurrency or high-frequency trading experience preferred
• Trade surveillance systems experience preferred
• Familiarity with DORA preferred
• CAMS certification preferred

Benefits

• Employee Revenue Share Bonus Pool paid semiannually