Compliance Officer - Investment Banking
This position is no longer accepting applications(closed Aug 16, 2026).
To enable the execution of Compliance Risk Management processes and activities within Corporate and Investment Banking, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.
- First Degree in Audit, Business Commerce or Legal
Experience Required
Business Enablement
Compliance
- 5-7 years -The role requires an expert in Compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understading of banking products and activities.
Behavioural Competencies:
- Articulating Information
- Convincing People
- Documenting Facts
- Empowering Individuals
- Establishing Rapport
- Exploring Possibilities
- Following Procedures
- Generating Ideas
- Interacting with People
- Making Decisions
- Providing Insights
- Upholding Standards
Technical Competencies:
- Evaluation of Internal Controls
- Financial Acumen
- Financial Industry Regulatory Framework
- Legal Compliance
- Process Governance
- Risk Awareness