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Compliance Officer - Regulatory

Open 34d

You will join the Regulatory Compliance team, contributing your expertise in advising on the set-up and realization of new projects while meeting regulatory requirements. You will assess impact and draft clear, hands-on advice on impact and implementation, taking into account the needs of the business. You will specialize in digital asset compliance and support the business in launching and scaling crypto-related and tokenized securities trading activities, while engaging directly with regulators, exchanges, and other stakeholders.

Responsibilities

  • Analyze existing and upcoming regulations and translate regulatory requirements into clear, practical business and control measures
  • Lead the implementation of regulatory changes, ensuring alignment with trading strategies and operational processes
  • Act as the primary senior compliance advisor to the Trading department on complex regulatory matters
  • Own, maintain, and continuously enhance the regulatory compliance framework, with a focus on trading-related regulations
  • Draft, review, and maintain compliance policies, procedures, and internal control documentation
  • Provide independent challenge and second-line oversight to business initiatives and developments
  • Lead and contribute to regulatory-driven business projects and strategic initiatives
  • Specialize in digital asset compliance, advising on applicable regulatory frameworks such as MiCAR and the intersection with MiFID II
  • Support the business in launching and scaling crypto-related and tokenized securities trading activities
  • Engage directly with regulators, exchanges, and other regulatory stakeholders, including managing inquiries, inspections, and audits
  • Conduct regulatory risk assessments and monitor ongoing compliance with regulatory obligations
  • Develop and deliver regulatory and compliance training across the organization
  • Support senior management with regulatory updates, impact assessments, and reporting
  • Collaborate closely with the Team Lead Regulatory Compliance

Requirements

  • 5–8+ years of relevant experience in regulatory compliance within a financial markets environment
  • University degree in Law, Business Administration, Finance, or a related field
  • Strong and demonstrable knowledge of the European regulatory framework (Wft, MiFID II / MiFIR, EMIR, MAR, SSR, MiCAR, DORA, etc.)
  • Proven experience in drafting and implementing compliance policies and procedures
  • Experience interacting directly with regulators and managing regulatory inspections or audits
  • Experience advising business stakeholders in a global financial or exchange-trading environment
  • Strong understanding of financial instruments and financial markets
  • Experience performing regulatory impact assessments and compliance risk analysis
  • Strong interest in and affinity with Digital Assets
  • High level of integrity, independence, and professional judgment
  • Excellent communication skills, with the ability to influence and challenge senior stakeholders

Benefits

  • Flow Academy and opportunities to attend domain-related conferences
  • Daily catered lunch, great coffee, and a fully stocked kitchen and snack bar
  • In-house Bar and Lounge with arcade, table tennis, billiards, and game consoles
  • Company boat
  • In-house gym and sessions with nutritionist or personal trainer
  • Bi-weekly massages
  • Annual company trip and a variety of events throughout the year
  • Global rotations across offices worldwide
  • Annual discretionary profit share
  • Comprehensive benefits

See also

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