Compliance Officer - Regulatory
You will join the Regulatory Compliance team, contributing your expertise in advising on the set-up and realization of new projects while meeting regulatory requirements. You will assess impact and draft clear, hands-on advice on impact and implementation, taking into account the needs of the business. You will specialize in digital asset compliance and support the business in launching and scaling crypto-related and tokenized securities trading activities, while engaging directly with regulators, exchanges, and other stakeholders.
Responsibilities
- Analyze existing and upcoming regulations and translate regulatory requirements into clear, practical business and control measures
- Lead the implementation of regulatory changes, ensuring alignment with trading strategies and operational processes
- Act as the primary senior compliance advisor to the Trading department on complex regulatory matters
- Own, maintain, and continuously enhance the regulatory compliance framework, with a focus on trading-related regulations
- Draft, review, and maintain compliance policies, procedures, and internal control documentation
- Provide independent challenge and second-line oversight to business initiatives and developments
- Lead and contribute to regulatory-driven business projects and strategic initiatives
- Specialize in digital asset compliance, advising on applicable regulatory frameworks such as MiCAR and the intersection with MiFID II
- Support the business in launching and scaling crypto-related and tokenized securities trading activities
- Engage directly with regulators, exchanges, and other regulatory stakeholders, including managing inquiries, inspections, and audits
- Conduct regulatory risk assessments and monitor ongoing compliance with regulatory obligations
- Develop and deliver regulatory and compliance training across the organization
- Support senior management with regulatory updates, impact assessments, and reporting
- Collaborate closely with the Team Lead Regulatory Compliance
Requirements
- 5–8+ years of relevant experience in regulatory compliance within a financial markets environment
- University degree in Law, Business Administration, Finance, or a related field
- Strong and demonstrable knowledge of the European regulatory framework (Wft, MiFID II / MiFIR, EMIR, MAR, SSR, MiCAR, DORA, etc.)
- Proven experience in drafting and implementing compliance policies and procedures
- Experience interacting directly with regulators and managing regulatory inspections or audits
- Experience advising business stakeholders in a global financial or exchange-trading environment
- Strong understanding of financial instruments and financial markets
- Experience performing regulatory impact assessments and compliance risk analysis
- Strong interest in and affinity with Digital Assets
- High level of integrity, independence, and professional judgment
- Excellent communication skills, with the ability to influence and challenge senior stakeholders
Benefits
- Flow Academy and opportunities to attend domain-related conferences
- Daily catered lunch, great coffee, and a fully stocked kitchen and snack bar
- In-house Bar and Lounge with arcade, table tennis, billiards, and game consoles
- Company boat
- In-house gym and sessions with nutritionist or personal trainer
- Bi-weekly massages
- Annual company trip and a variety of events throughout the year
- Global rotations across offices worldwide
- Annual discretionary profit share
- Comprehensive benefits