Compliance Officer
Description
About the Company:
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.
At TMGM, our vision goes beyond providing a platform for trading; we aspire to empower our clients with the best trading conditions. We leverage industry-leading and cutting-edge innovative platforms to ensure that your trading experience is nothing short of exceptional. Our relentless commitment to research and development continually pushes the boundaries of liquidity and usability, giving you the tools you need to thrive in an ever-evolving financial landscape.
About the Role:
The Compliance Officer, guided by the Chief Compliance Officer, teams up with various internal departments, our headquarters, and trusted external partners. In this role, you'll play a key part in supporting the company’s compliance efforts across different regions, helping us stay aligned with all relevant laws, regulations, and internal policies as a licensed financial services provider.
Key Responsibilities:
- Coordinate with local agents, corporate service providers, and regulatory authorities to manage corporate secretarial and compliance obligations in relevant jurisdictions.
- Prepare, review, and file statutory forms, resolutions, meeting minutes, and supporting corporate documentation.
- Maintain accurate and up-to-date corporate records, registers, and compliance documentation.
- Monitor filing deadlines and ensure timely submission of required documents to regulators and authorities.
- Liaise with internal departments including Sales, Marketing, Back Office, and Human Resources to collect relevant information and support operational compliance requirements.
- Support the development, implementation, and enhancement of the company’s compliance framework, policies, procedures, and internal controls.
- Assist in the planning, design, and implementation of compliance projects and initiatives.
- Provide requested company documents and compliance information to internal and external stakeholders as required.
- Support headquarters and management in maintaining governance standards and regulatory compliance across multiple jurisdictions.
- May require occasional visits to service providers, regulators, or government offices.
Requirements
- Good knowledge of financial services regulations, and corporate governance requirements.
- Prior experience in compliance, legal practice, or financial services industry is preferred.
- Excellent drafting, communication, and interpersonal skills.
- Strong organizational skills with high attention to detail.
- Ability to manage multiple tasks and work effectively in a cross-border and multicultural environment.
- Ability to work independently while following instructions and meeting deadlines.
Benefits
- Competitive salary and performance-based bonuses.
- Opportunities for career growth and development within a global company.
- Collaborative and inclusive work environment with exposure to cross-region operations.
- Health and wellness benefits.
- Flexible working arrangements.
Skills
As published by workable · 8 questions · 3 written answers
Basics
First name, Last name, Email, Phone, Address, Photo, Please provide your legal full name., Please provide your preferred name for work use, Are you currently living in the job location?, Do you require sponsorship for employment visa now or in the future?, Please clarify your current visa status or type of authorization to work in the job location? We want to ensure that we have all the necessary information for our records and to facilitate the employment process smoothly., Are you currently or have you ever been employed at any TMGM group or its subsidiaries?, Do you know anyone currently working at TMGM group or its subsidiaries? If yes, please provide their name(s) and relationship., Are you currently subject to a non-competition or non-solicitation agreement that could impact future employment at TMGM Group?, Please specify your current annual salary details., Please specify your expected annual base salary., When are you able to start?, Do you currently hold, or have you previously held, an account with TMGM, an introducing broker, or any affiliated broker? If yes, please provide details. This information will be used solely to assess potential conflicts of interest in line with our compliance obligations., Voluntary Disclosures :By providing the requested information below, you acknowledge that you have read, understood, and agreed to the terms of the statement. Please note that an electronic signature (e-signature) carries the same legal effect as a handwritten signature., I understand that this application does not constitute an offer of employment. If employed, my employment will be subject to the terms outlined in my employment contract, company policies, and applicable laws., By checking the box below, I acknowledge that TMGM may use the data I have provided in this application to notify me of future job vacancies that may be relevant to my skills and experience. If I prefer not to receive such notifications, I will contact careers@tmgm.com to update my records accordingly., I understand that providing false or misleading information in this application, or any supporting documents, may result in the rejection of my application or, if hired, termination of employment, subject to compliance with relevant employment laws., I verify that all the information provided in this application, including any supporting documents and resumes, is accurate, truthful, and complete to the best of my knowledge., Education, Experience, Summary, Resume, Cover letter, As part of our standard hiring process, we conduct background checks on candidates who receive a job offer. Are you comfortable with undergoing a background check as a condition of employment?, The background check may include verification of your employment history, educational background, and may also include a criminal record check. Do you have any concerns or questions about this process?, We will require your authorization to proceed with a background check. Are you willing to provide the necessary information and consent for us to conduct this check?
Short answers (3)
- Please provide your legal full name.
- Could you please clarify your current visa status or type of authorization to work in Australia? We want to ensure that we have all the necessary information for our records and to facilitate the employment process smoothly.
- What's your earliest possible start date/notice period?
Pick from a list (2)
- Are you currently live in the job location?
- Do you possess proficiency in both written and reading Chinese?
Written answers (3)
- Please share your LinkedIn profile.
- Please provide details of your most recent compensation package, including your annual base salary, any commission structure, and bonuses.
- What's your expected annual base salary?