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Compliance Officer

Open 66d posting dated 4 weeks ago

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.

We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

What you'll do

  • Own day-to-day compliance activities aligned with BaFin regulatory requirements.

  • Oversee monitoring of investment products and processes.

  • Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.

  • Provide compliance input on current and upcoming products and services across the business.

  • Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.

  • Review and approve financial promotions, ensuring full regulatory compliance.

  • Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.

What you need to have:

  • Experience in compliance, preferably within the financial services or investment sector.

  • A degree in Law, Finance, or a related discipline, or an equivalent qualification.

  • A strong interest in regulatory compliance and the financial services industry.

  • Excellent communication and interpersonal skills.

  • Ability to work well under pressure, adapt quickly, and learn on the job.

  • Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.

  • Professional proficiency in English, with German language skills considered a strong advantage.

What we offer:

  • High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.

  • The opportunity to shape and build the compliance function for a major market.

  • Challenges that will help you grow and realize your potential fast.

  • Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.

  • Work with smart, spirited, helpful, high-performing colleagues with a common goal.

  • An environment where nothing is set in stone.

  • Appreciation for your talent and ideas.

  • Generous remuneration package

Bring your ambition to Europe’s fastest-growing mobile broker!

What this application asks

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Name, Email, Resume

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