Compliance Officer - UK

Role Overview

We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK, this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management, operations, and client-facing teams to maintain strong compliance and governance frameworks.

Key Responsibilities

• Support the development, implementation, and maintenance of the firm’s compliance framework in line with FCA requirements

• Monitor regulatory developments and assess their impact on business operations and policies

• Ensure adherence to AML, KYC, CDD, and financial crime prevention regulations

• Conduct client due diligence reviews and ongoing monitoring activities

• Act as a point of contact for regulatory queries and internal compliance matters

• Assist with regulatory reporting, audits, and internal reviews

• Review and approve client onboarding documentation and account activity

• Support compliance training and awareness programs across the organization

• Investigate potential breaches and support remediation actions

• Maintain accurate compliance records and documentation

• Bachelor’s degree in Law, Finance, Business, or a related field

• 2-3 years of experience in a compliance role within fintech, trading, brokerage, or financial services

• Strong knowledge of UK regulatory requirements, including FCA rules

• Solid understanding of AML, KYC, CDD, and financial crime frameworks

• Experience working with trading platforms or financial products is an advantage

• Held previous compliance functions and ready to be SMF16/17

Skills and Competencies

• Strong attention to detail and analytical skills

• Excellent written and verbal communication skills

• Ability to work independently and manage multiple priorities

• Strong stakeholder management and cross-functional collaboration skills

• High ethical standards and sound professional judgment

• Proficient in compliance monitoring tools and documentation system