Compliance Operations Analyst I
Posted Updated 5
views
Description
- Audit Coordination.
- Coordinates Compliance Operations activities for internal and external audits, including requests, documentation, evidence, deadlines, and follow-up.
- Maintains audit records and tracking mechanisms to support timely completion of audit activities.
- Tracks audit findings and related remediation activities through closure.
- Regulatory and Compliance Program Coordination
- Coordinates and tracks regulatory submissions, requirements, and other assigned compliance program activities.
- Communicates deadlines, follows up with responsible areas, and maintains documentation of completion.
- Provides support for HPMS and other regulatory systems, access, submissions, and related activities.
- Compliance Reporting and Tracking
- Coordinates regulatory reporting activities with responsible business areas, including communicating and tracking applicable deadlines.
- Receives and tracks regulatory reports and supporting documentation and coordinates Compliance review and validation, as applicable.
- Tracks regulatory submissions through timely completion and maintains supporting records and documentation.
- Maintains reporting mechanisms to support Compliance Operations dashboards and governance reporting.
- Compliance Operations Program Support
- Maintains Compliance Operations tracking and reporting mechanisms across assigned activities.
- Compiles and summarizes compliance activity, status, trends, and outcomes for dashboards and governance reporting.
- Supports timely and accurate Compliance Operations and regulatory reporting.
- Perform all other miscellaneous responsibilities and duties as assigned or directed.
#LI-Hybrid