Compliance Program Manager

You will help establish and operate a Compliance Management System while leading fiduciary compliance, third-party risk management, affiliate transactions, and other non-financial-crimes obligations. You will track regulatory developments, support compliance training, prepare committee and Board materials, and assist with examinations and audits.

Responsibilities

• Help establish and operate the Compliance Management System
• Lead fiduciary compliance across custody investment management and trust activities
• Operate third-party risk management across the vendor lifecycle
• Oversee affiliate-provided services
• Administer affiliate transactions and intercompany activity
• Oversee Privacy UDAP and other non-financial-crimes compliance obligations
• Track regulatory developments
• Help deliver compliance training
• Prepare committee and Board materials
• Support examinations and audits

Requirements

• 5+ years of compliance experience at a bank or trust company
• Fiduciary and trust compliance experience under 12 C.F.R. Part 9 or general non-financial-crimes compliance
• Strong knowledge of bank Compliance Management Systems and second-line oversight
• Experience with risk assessment monitoring testing issue management and reporting
• Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context
• Exceptional writing and policy procedure and Board-material drafting skills
• Hands-on third-party risk management experience aligned to OCC Bulletin 2023-17
• Working knowledge of Regulation W and Sections 23A and 23B affiliate-transaction controls
• Exposure to digital assets stablecoins or fintech custody and payments
• Experience implementing AI and ML systems for compliance operations
• Experience with a de novo charter or OCC supervision
• CRCM or comparable certification