Compliance & Risk Officer
The firm is looking for a Compliance & Risk Officer to oversee the Company's compliance framework, ensure adherence to applicable laws and regulatory requirements, identify and mitigate operational and compliance risks, and promote a strong culture of governance and ethical business practices.
Key responsibilities:
- Develop, implement, and maintain the Company's compliance and risk management framework.
- Monitor compliance with applicable laws, regulations, internal policies, and industry standards.
- Review and update internal policies, procedures, and controls to ensure ongoing regulatory compliance.
- Conduct periodic compliance monitoring, risk assessments, and internal reviews.
- Advise management on regulatory developments and their potential impact on the Company's operations.
- Coordinate with regulators, external auditors, and other relevant stakeholders on compliance-related matters.
- Investigate compliance incidents, breaches, or complaints, and recommend corrective and preventive actions.
- Prepare compliance and risk reports for senior management and the Board of Directors.
- Deliver compliance training and awareness programs to employees.
- Maintain accurate compliance records and ensure timely regulatory filings where applicable.
- Foster a culture of integrity, ethical conduct, and risk awareness throughout the organization.
- Perform other ad hoc duties as assigned by Management.
Preferred Qualifications/Competencies/Skills/Profile:
- Bachelor's degree in Business, Finance, Economics, Accounting, Commerce, or a related discipline. Prior experience in compliance and risk management will be an added advantage.
- Candidate without experience may be considered.
- Good written and verbal communication skills.
- Ability to work independently as well as in collaboration with others.
- Self-motivated, committed, and enthusiastic.
- Strong interpersonal skills with the ability to build positive working relationships.
- Proficiency in MS Office applications is expected
- Immediate or short notice preferred.
Only shortlisted candidates will be contacted.