Distribution Compliance Monitoring Executive #ESY
Summary
Monitors and analyzes compliance issues in distribution channels, investigates misconduct, and ensures adherence to regulatory standards and business rules.
• Ensures that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.
• Ensures that thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.
• Engages customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.
• Maintains discipline and compliance to prescribed market and business conduct for the distribution channels.
• Competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS’ business rules (preferred)
• Participates and delivers projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.
• Assist in replacement of policy appeal reviews
Interested candidates, please email your resume to annasee@recruitexpress.com.sg
Anna See Sing Yee
CEI Reg R25157535
Recruit Express Pte Ltd
EA License No: 99C4599
We regret that only shortlisted candidates will be contacted