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Due Diligence Analyst

Open 16d

Summary

Processes client onboarding and KYC due diligence for a bank, ensuring compliance with regulatory standards and internal frameworks.

To process new to bank client onboarding and subsequent client changes efficiently and in line with regulatory principles to complete the client review process timeously and professionally.

Minimum Qualification:

  • First Degree in Business Commerce


Experience Required

  • Client Regulatory Services
  • 3-4 years of general Banking Experience and Know your customer

Key Outputs :

  • Assess files and request additional documentation and information where required to complete the KYC due diligence according to the internal Compliance Frameworks, other relevant regulatory standards.
  • Capture and update information on our systems and check changes and updates to ensure compliance and minimise risk exposure. Review other analysts work as required. Ensure accurate capturing of stats on SharePoint.
  • Communicate with internal and external customers to attend to KYC queries, telephone calls, obtain outstanding documents and resolve any other KYC queries to ensure all customer queries are resolved within laid down timeframes. Monitor and follow up on long outstanding queries.

#SBO

Technical Competencies:

  • Query Resolution
  • Governance- Risk- Compliance
  • Risk Management
  • AML
  • KYC
  • Onboarding

#SBO

See also