Equities Synthetic Operations Analyst - Contract

About the Role

We are seeking a highly motivated individual to join my client's team as Equities Clients Operations Team.

The Equities Synthetic Client Ops team operates in a dynamic environment where you will be required to multi-task with the right priority in order to support a fast paced business environment. You will have a high level of client interaction and involvement with other internal teams such as Settlements, Channel Management, Middle Office, Negotiations, and Prime Brokerage. The team also regularly interacts with Sales and Trading.

Primary Responsibilities

• Set strategy and direction for tech and workflow initiatives that will improve execution process and mitigate risk efficiently.

• Assist with reporting and presentations that articulate the overall compliance metrics, story, and strategy

• Work directly with the line teams to identify non-compliant themes and patterns and improve execution timelines

• Work closely with Ops Senior Management, Sec Div Compliance, and Sales MDs in the Securities Division to develop and execute on firmwide compliance strategy

• Set strategy and direction for the team that will improve compliance rates

• Work directly with the line team to ensure risk is mitigated

• Demonstrate technical judgment and accuracy by ensuring the team understands the economics of the trade and verify the accuracy in the firm's booking systems

• Mitigate risk through maintaining accuracy and procedural conformity

• Assist in the resolution of any exceptions that may arise in a timely manner

• Proactively partner with internal groups (sales, trading, compliance)

• Design and initiate process improvements with thorough understanding the lifecycle of the trade

• Act as a Client Relationship Manager, partner with the Sales and Trading desks to offer best in class client service

• Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements

• Implementation of small and incremental enhancements to the existing workflow.

• Effectively manage all Operational and Reputational Risk.

Skills & Qualifications:

• Bachelor’s degree in a relevant field and experience in financial services or investment banking

• Proactive, enthusiastic, and creative approach with exceptional attention to detail.

• Ability to prioritize tasks and thrive in a fast-paced environment.

• Strong collaboration and teamwork skills with the ability to interact effectively across departments.

Requirements:

• Degree in Banking & Finance, Accountancy

• Willingness to learn

• Keen in Financial Industries and Financial products

• Minimum internship experience in the related accountancy, banking & finance sectors

R1100673

EA No. 99C3289