Franchisee - Team Member - Compliance - Bangalore- IJP
Posted Updated
Description
<ul style="margin-top:0cm" type="disc">
<li class="MsoListParagraph" style="text-align: justify; line-height: 105%;"><span lang="EN-US" style=""><font color="#000000">Coordinating with franchisees
to obtain feedback on pre-trade consents of clients<o:p></o:p></font></span></li>
<li class="MsoListParagraph" style="text-align: justify; line-height: 105%;"><span lang="EN-US"><font color="#000000">Coordinating with franchisees
on obtaining replies on audit queries and ensure closure of query on a
timely basis<o:p></o:p></font></span></li>
<li class="MsoListParagraph" style="text-align: justify; line-height: 105%;"><span lang="EN-US"><font color="#000000">Ensuring all Authorized Persons
are compliant with regulatory requirements and the same is facilitated<o:p></o:p></font></span></li>
<li class="MsoListParagraph" style="text-align: justify; line-height: 105%;"><span lang="EN-US"><font color="#000000">Training all APs on updated
regulatory requirements frequently<o:p></o:p></font></span></li>
<li class="MsoListParagraph" style="text-align: justify; line-height: 105%;"><span lang="EN-US"><font color="#000000">Coordinating with State Heads
to ensure timely closure of audit queries<o:p></o:p></font></span></li>
<li class="MsoListParagraph" style="text-align: justify; line-height: 105%;"><span lang="EN-US"><font color="#000000">Monitoring social media handles
of Authorized Persons and reporting the same to respective State Heads in
case of any </font></span>non-compliance</li></ul>