IN_Associate _FS Internal Audit_Advisory_Hyderabad

<p><br /></p> <table class="MsoTableGrid" border="1" cellspacing="0" cellpadding="0" style="border-width:medium;border-style:none;"> <tbody><tr> <td width="623" colspan="2" valign="top" style="width:467.5pt;border:solid 1pt;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;color:#000000;background-size:initial;">Job Description & Summary: </span><span style="font-size:12pt;color:#000000;">A career within….</span></p><p></p> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;"> </span></p> </td> </tr> <tr> <td width="240" valign="top" style="width:179.75pt;border:solid 1pt;border-top:none;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;color:#000000;background-size:initial;">Job Position Title:</span></p><p></p> </td> <td width="384" valign="top" style="width:287.75pt;border-top:none;border-left:none;border-bottom:solid 1pt;border-right:solid 1pt;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;">IN_Associate _FS Internal Audit_Advisory_Bangalore<span style="color:rgb(0,0,0);font-family:DarwinSans, 'Noto Sans Variable';font-size:16px;font-style:normal;font-weight:400;letter-spacing:normal;text-indent:0px;text-transform:none;word-spacing:0px;white-space:normal;background-color:rgb(255,255,255);float:none;">IN_Manager _FS Internal Audit_Advisory_Bangalore</span></p><p></p> </td> </tr> <tr style="border-left:1px solid #000000;height:16.6pt;"> <td width="240" valign="top" style="width:179.75pt;border:solid 1pt;border-top:none;padding:0in 5.4pt 0in 5.4pt;height:16.6pt;"> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;border:none 1pt;padding:0in;">Responsibilities:</span></p><p></p> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;"> </span></p> </td> <td width="384" valign="top" style="width:287.75pt;border-top:none;border-left:none;border-bottom:solid 1pt;border-right:solid 1pt;padding:0in 5.4pt 0in 5.4pt;height:16.6pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;">The role requires the selected candidate to support the project team in carrying out the Client Due Diligence in accordance with globally recognized KYC frameworks, international standards, regulatory requirements in jurisdictions such as US, UK, Canada, India and IFSCA, GIFT City. You will be responsible for client onboarding, periodic reviews, event driven reviews, sanctions and adverse media screening, PEP identification in order to gather intelligence about background, reputation and integrity of the global entities and its key personnel and ultimate beneficial owners by leveraging industry leading technology, tools and processes. </span></p><p></p> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;">We are looking for a candidate who has the ability and experience:</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To conduct research and collect relevant information from the public domain and subscribed databases like LexisNexis, Factiva, World Check, Dow Jones, and BVD Orbis, among others in accordance with the laid down procedures and SLAs.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To collate information from internal and external sources including commercial registries, corporate databases, regulatory websites and legal databases across jurisdictions listed above to identify and report red flags pertaining to the client and identify potential business risks for the firm.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span lang="en-gb" style="font-size:12pt;" xml:lang="en-gb">To perform screening to establish if the client entities, its KMPs or Ultimate Beneficial Owner (UBO) are Politically Exposed Person (PEP), subject to Sanctions or have any adverse information reported against them in the media.</span><span style="font-size:12pt;"> </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To conduct Enhanced Due Diligence (EDD) and identify the Source of Wealth/Source of Funds.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To extract critical information with respect to Credit Ratings, Tax Defaults, Regulatory non-compliance and Lawsuits on client entities, its Shareholders and Directors.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span lang="en-gb" style="font-size:12pt;" xml:lang="en-gb">To liaise and follow up with engagement teams or clients to collect required information, assessing the acceptability of the information returned. </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To analyze Client Risk Rating as per the KYC policies guidance. </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To assess potential business relationship risks due to adverse information, if any pertaining to each client and report/escalate it as per the escalation matrix to the management</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To have experience and an understanding of the regulations issued by the International Financial Services Centres Authority (IFSCA), supplemented by regulations applicable by the RBI, SEBI, and IRDAI guidelines. Additionally, applicatory knowledge of regulations and guidelines followed by SEC, FINRA, FinCEN, and FCA, among others would also be beneficial. </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To complete the abovementioned activities in timely, accurate and error-free manner.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To conduct ad-hoc trainings to eliminate chances of errors, implement regular training programs. </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;border:none 1pt;padding:0in;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">To escalate policy related queries/ exceptions and identified risks to management</span><i></i></p><p><i></i></p><i></i> </td> </tr> <tr> <td width="240" valign="top" style="width:179.75pt;border:solid 1pt;border-top:none;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;">Mandatory skill sets:</span></p><p></p> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;"> </span></p> </td> <td width="384" valign="top" style="width:287.75pt;border-top:none;border-left:none;border-bottom:solid 1pt;border-right:solid 1pt;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">An academic background preferably in business studies, finance and others. </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Experience in dealing with different types of company structures (trust, fund, private limited, sole proprietor, partnerships, AIFs etc.) and a high level of attention to detail along with experience following strict processes and requirements. </span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Preferred experienced candidate in institutional KYC domain for global banking companies.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Preferred experience in KYC and AML policies and procedures, risk assessment, Third Party Due Diligence (TPDD), Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD)</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Preferred experience in conducting research on third party proprietary databases such as Lexis Nexis, Factiva, World Check, World Law, Bloomberg, Hoovers, SOS websites for US, various countries Government websites and international Company registries.</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Basic computing skills (MS office suite particularly Word and Excel)</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Fluency in spoken and written English is a must. Additional languages desirable but not compulsory</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;">Excellent communication skills and team player skills</span></p><p></p> <p class="MsoBodyText" style="margin-top:0in;margin-right:0in;margin-bottom:0in;margin-left:0.5in;text-indent:-0.25in;"><span style="font-size:12pt;font-family:Symbol;">·<span style="font-style:normal;font-variant:normal;font-size:7pt;line-height:normal;font-family:'Times New Roman';"> </span></span><span style="font-size:12pt;"> </span></p> </td> </tr> <tr> <td width="240" valign="top" style="width:179.75pt;border:solid 1pt;border-top:none;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;">Preferred skill sets:</span></p><p></p> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;"> </span></p> </td> <td width="384" valign="top" style="width:287.75pt;border-top:none;border-left:none;border-bottom:solid 1pt;border-right:solid 1pt;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:15pt;vertical-align:baseline;"><span style="font-size:12pt;">Good Communication</span></p><p></p> </td> </tr> <tr> <td width="240" valign="top" style="width:179.75pt;border:solid 1pt;border-top:none;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;">Years of experience required:</span></p><p></p> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;"> </span></p> </td> <td width="384" valign="top" style="width:287.75pt;border-top:none;border-left:none;border-bottom:solid 1pt;border-right:solid 1pt;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;">2+ Years </span></p><p></p> </td> </tr> <tr> <td width="240" valign="top" style="width:179.75pt;border:solid 1pt;border-top:none;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;">Education qualification:</span></p><p></p> <p class="MsoNormal" style="line-height:normal;vertical-align:baseline;"><span style="font-size:12pt;color:#000000;"> </span></p> </td> <td width="384" valign="top" style="width:287.75pt;border-top:none;border-left:none;border-bottom:solid 1pt;border-right:solid 1pt;padding:0in 5.4pt 0in 5.4pt;"> <p class="MsoNormal" style="margin-bottom:0in;line-height:normal;"><span style="font-size:12pt;">Any Graduation/MBA</span></p><p></p> </td> </tr> </tbody></table><p class="MsoNormal"><span style="font-size:12pt;line-height:107%;"> </span></p><p class="MsoNormal"><span style="font-size:12pt;line-height:107%;"> </span></p><p class="Position description"> </p><p class="MsoNormal"><span style="font-size:12pt;line-height:107%;"> </span></p>