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Internal Audit, Private Bank

about the company
A prominent financial institution with a strong global footprint, dedicated to delivering wealth management and private client solutions. The organization maintains a focus on growth through robust governance, operational excellence, and comprehensive risk management.

about the job

  • Execute risk-based audit reviews covering client onboarding, investment suitability, credit processes, and trade execution.
  • Evaluate the effectiveness of business control frameworks to ensure alignment with group risk expectations.
  • Assess operational practices against relevant industry standards and regulatory compliance requirements.
  • Prepare clear audit reports detailing findings and collaborate with senior stakeholders to track issue resolution.
  • Conduct continuous risk evaluations across digital platforms and specialized investment solutions to adjust assurance activities.

skills and experience required

  • Demonstrated experience conducting internal audit reviews within wealth management or private banking environments.
  • Comprehensive understanding of private client investment products, suitability requirements, and risk management frameworks.
  • Proficiency in quantitative analysis and exposure to data analytics tools for audit testing.
  • Strong communication and interpersonal skills to build effective relationships with executive leaders.

To apply online please use the 'apply' function.

Charlene Lin (EA: 94C3609/R21100955)

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