稽核主管

1. Plan and execute annual internal audit engagements, including risk assessment, audit scoping, fieldwork, control testing, documentation, and evaluation of business processes and internal controls.
2. Identify control deficiencies and operational risks and work closely with relevant business units to develop remediation plans, strengthen internal controls, and implement measures to prevent recurrence.
3. Prepare comprehensive internal audit reports, clearly documenting audit findings, risk implications, root causes, and recommended corrective actions, and follow up to monitor and validate the implementation of remediation measures.
4. Conduct regulatory, group-level, and ad hoc / special audit reviews, including audits or reviews requested by regulatory authorities, the Group, or senior management.
5. Assess the effectiveness of business processes and internal controls across relevant functions, and provide practical recommendations to enhance the firm's overall control environment and governance framework.
6. Collaborate with local, regional, and global stakeholders across investment management, operations, compliance, risk, finance, and other functions to facilitate audit activities, resolve audit findings, and support continuous improvement initiatives.