Legal Counsel, Legal

Open 36d

Key Areas of Responsibilities

Draft/review legal documentation for Equities and Enterprise Legal matters;
Provide legal advice on Institutional Equities and Enterprise Legal matters;
Prepare or update policies and procedures for the Firm;
Work with the Group Legal/Compliance on the regulatory matters and other ad hoc projects as needed;
Liaise with other internal departments and affiliates regarding the above matters and any other matters as required;
Liaise with external counsel and other service providers, as needed; and
Provide legal training to the Firm

Degree holder in legal degree (Bachelor’s degree or above)
Qualified in a common law jurisdiction
Approximately 9 years of legal experience
Legal experience with leading financial institutions or prominent law firms is required
In-depth understanding of equities, brokerage or other financial business;
Proactive, solution driven and result oriented, willing to learn and to make judgement call, strong analytical, problem-solving and multi-tasking skills
Aptitude to review other types of legal documents when required
Good team player who can work independently and also as part of a large legal team
Excellent command of spoken and written English; other Asian language skills can be a big plus but not mandatory.

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