Manager - Compliance

<p style="line-height:1;"><span style="font-family:Calibri;font-size:10px;"><b> </b></span><span style="font-family:Calibri;font-size:10px;"><b> </b></span><span style="font-family:Calibri;font-size:10px;"><b> </b></span></p><h2 style="margin:6pt 0in;line-height:1;"><span lang="en-au" xml:lang="en-au" style="font-size:10pt;font-family:Calibri, sans-serif;"><span style="font-family:Calibri;font-size:8px;"><span style="font-weight:bolder;">POSITION: </span>Manager </span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-size:10px;font-family:Calibri;"><span style="font-size:8px;"><span style="font-weight:bolder;">Business Unit:</span> Compliance</span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><font face="Calibri"><span style="font-size:8px;"><u style="font-weight:bold;">Location:</u> Lower Parel, Mumbai</span></font></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-weight:bolder;font-size:14px;"><span style="font-size:10pt;line-height:15.3333px;"><span style="font-family:Calibri;font-size:8px;"><u>Position Purpose: </u></span></span></span><span style="font-size:8pt;text-align:justify;"><span style="font-family:Calibri;font-size:8px;">T</span><span style="font-family:Calibri;font-size:8px;">o support the compliance function in ensuring that AMC and mutual fund schemes operate in accordance with SEBI (Mutual Funds) Regulations, 202</span></span><span style="font-weight:bolder;font-size:10pt;text-align:justify;"><span style="font-size:8px;font-family:Calibri;">6</span></span><span style="font-size:8px;text-align:justify;font-family:Calibri;">, circulars, AMFI guidelines, and internal policies. </span><span style="font-family:Calibri;font-size:8px;">The role focuses on regulatory monitoring, reporting, documentation, and day-to-day compliance activities.</span></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-size:14px;"><span style="font-size:10pt;line-height:15.3333px;"><span style="font-family:Calibri;font-size:10px;"><span style="font-weight:bolder;"><span style="font-size:8px;">Principal Accountabilities:</span></span><span style="font-size:8px;"> Support in implementation of Personal Trading Policy / PIT Regulations, support in handling / monitoring compliance matters under MF Regulations, i.e. new product filing, product launches, approval of marketing material, regulatory / board reporting, AML framework, tracking regulatory changes, audits / inspection etc. </span></span></span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-size:14px;"><span style="font-size:10pt;line-height:15.3333px;"><span style="font-family:Calibri;font-size:10px;"><span style="font-weight:bolder;"><span style="font-size:8px;">Knowledge, Skills, Competencies, and Certifications: </span></span><span style="font-size:8px;">CA, CS or MBA or law graduate. Graduates or CA inter with higher relevant industry experience may also apply. Basic knowledge of MF industry and regulatory framework, </span></span></span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-size:14px;"><span style="font-size:10pt;line-height:15.3333px;"><span style="font-family:Calibri;font-size:10px;"><span style="font-weight:bolder;"><span style="font-size:8px;">Competencies:</span></span></span></span></span><span lang="en-au" style="text-align:justify;font-size:8px;line-height:9.2px;font-family:Calibri;" xml:lang="en-au">E</span><span lang="en-au" style="text-align:justify;font-size:10pt;line-height:15.3333px;" xml:lang="en-au"><span style="font-family:Calibri;font-size:8px;">xecution skills, proficiency in MS Excel and MS office tools, familiarity with compliance systems / tools, documentation and report preparation skills. High level of integrity, strong sense of ownership and accountability, effective communication and co-ordination skills, team player, eagerness to learn</span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-family:Calibri, sans-serif;font-size:10pt;"><span style="font-family:Calibri;font-size:8px;"><span style="font-weight:bolder;">Preferred Industry Experience: </span>AMC / MF, portfolio managers or broking house.</span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><span style="font-family:Calibri, sans-serif;font-size:10pt;"><span style="font-family:Calibri;font-size:10px;"><u><span style="font-weight:bolder;"><span style="font-size:8px;">Equal Opportunity Employer: </span></span><span style="font-size:8px;">Yes</span></u></span></span></h2><h2 style="margin:6pt 0in;line-height:1;"><b style="font-family:Calibri, sans-serif;font-size:10pt;"><span style="font-family:Calibri;font-size:10px;"><br /></span></b></h2><span style="font-family:Calibri;font-size:10px;"><b> </b></span><span style="font-family:Calibri;font-size:10px;"><b> </b></span><span style="font-family:Calibri;font-size:10px;"><b> </b></span>