Manager/Senior Manager - Internal Audit

Role & Designation:

Manager / Senior Manager - Internal Audit

Location:

Mumbai

Experience:

5 - 7 years

Support the strengthening of the firm's governance, risk management, and internal control framework through independent assurance reviews across investment, operational, financial, and support functions.

Core Responsibilities:

- Identify control gaps, process inefficiencies, and operational risks, and recommend practical improvements.

- Assess the effectiveness of internal controls, governance processes, and risk management practices.

- Execute risk-based internal audits and assurance reviews across business functions.

- Prepare concise audit reports and present findings to management.

- Track closure of audit observations and monitor remediation efforts.

- Support regulatory, compliance, and governance initiatives.

- Partner with stakeholders to drive process enhancements and strengthen the overall control environment.

Expected Candidate Profile:

- CA, CIA, MBA (Finance), or equivalent qualification.

- 5 - 7 years of experience in Internal Audit, Assurance, Risk Management, or Controls functions.

- Experience in Alternative Investments, Asset Management, Financial Services, Private Equity, or Private Credit preferred.

- Strong understanding of internal controls, risk assessment, governance, and audit methodologies.

- Excellent analytical, communication, and stakeholder management skills.

- Ability to work independently and influence senior stakeholders.

Preferred Background:

- SEBI-regulated entities, AIFs, Asset Management Companies, NBFCs, or Financial Services organizations.

Education:

- Chartered Accountant (CA), MBA (Finance), Certified Internal Auditor (CIA), or equivalent professional qualification.