Manager, Trading Monitor

Primary Purpose
Manages compliance strategies and operational plans, driving risk mitigation, audit readiness, and integration of technical standards into departmental processes and reporting frameworks.

Duties and Responsibilities

• Manages the lifecycle of regulatory filings, ensuring technical accuracy, timely submission, and strategic positioning in alignment with national, regional, and local compliance mandates.
• Develops risk mitigation strategies aligned with compliance obligations, technical performance, and operational reliability.
• Ensures adherence to governance protocols to support accurate reporting, audit trails, and decision-making in compliance processes.
• Advises leadership on compliance risks and operational impacts.
• Performs other duties as assigned.