Market Surveillance Analyst - Derivatives
Summary
The Market Surveillance Analyst monitors trading activities to detect potential market misconduct and ensures compliance with regulatory requirements like the Securities and Futures Act. The role involves analyzing surveillance alerts, conducting investigations, and liaising with regulators such as the Monetary Authority of Singapore.
- Monday - Friday
- Raffles Place (Near MRT)
- Career Progression
Support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market, ensuring compliance with regulatory requirements and strengthening company's internal governance and controls.
Key Responsibilities
- Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
- Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
- Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
- Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
- Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
- Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.
Requirements
- Degree in Banking & Finance or other related field
- Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
- Investigation or law enforcement experience is advantageous.
- Excellent Chinese proficiency with strong written and verbal communication skills.
We regret to inform you that only shortlisted candidates will be notified.
Recruit Lync | 22C1000
Choek Wei Qi Joel | R1877109