Marketing & Financial Services Regulatory Review Process Manager-Vice President

Our team specializes in conducting thorough compliance reviews for marketing materials across diverse channels and financial investment initiatives. We ensure that all content adheres to federal and state regulatory obligations and internal policies. By providing expert guidance and support, we help key stakeholders navigate complex compliance landscapes, ensuring that all marketing efforts are both effective and compliant.

As a regulatory review process manager within the Consumer Bank marketing team, you will be viewed as a subject matter expert for all applicable consumer deposit regulatory obligations and investment regulations and will be required to provide compliance subject matter expertise. You should work well with others, exhibit keen insight, strong attention to detail, uses good judgement, and have a strong problem-solving skill that will be used to enhance efficiencies, manage risk, and support a strong controls environment within the first line of defense framework.

Job Responsibilities:

• Advise business partners on compliance requirements, providing compliance support / insights relating to the implementation of new / enhance products / services, and effectively providing compliance directional guidance and regulatory requirements.
• Perform compliance monitoring and reporting activities.
• Maintain current procedures documents and training materials.
• Provide key support on all internal exams / audits and all federal regulatory examinations and inquiries.
• Maintain a strong and highly effective working relationships with key partners within legal and compliance organization.
• Consider the audience point of view – considering all factors on who is receiving this marketing message.
• Assess regulatory impact – applying regulatory knowledge and expertise as it relates to what is possible under the law.
• Work with various departmental workflow / job management systems. (i.e. Adtrax)
• Develop, lead, and own projects outside of primary role responsibilities

Required Qualifications, capabilities, and skills.

• 7+ years’ experience working with both consumer deposit and investment products as well as marketing and business-to-business regulatory compliance / legal knowledge.
• In-depth banking experience which includes strong working knowledge of advertising/marketing creative and content development practices.
• Knowledge of various marketing channels such as direct mail, e-mail digital and social media.
• Knowledge of consumer-focused deposit regulations i.e. Reg. DD, UDAAP,CAN-SPAM, etc. at both the state and federal level
• Knowledge of investment regulations – RNDIP. FINRA, etc.
• Excellent decision maker with ability to prioritize and manage multiple tasks with a strong sense of urgency.
• Demonstrate excellent interpersonal communication and time management skills.
• Bachelor’s degree

Preferred qualifications, capabilities, and skills:

• Internal Chase compliance experience
• Certified Regulatory Compliance Manager designation and/or willing to pursue appropriate industry designations as required