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Profolio GmbH

Open 37d

Mutual Funds and Regulatory Manager

Posted Updated 1 view
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CM representative in front of all internal control functions (Audit, Compliance, Risks, Permanent Control, Legal)
 Coordinator for 2.1 controls for CM & Corporate
 To make sure that all capital market activities are followed within the bank policy and procedures and amend them to cope with changes as
and when needed.
 To monitor existing bank Mutual fund business products performance.
 Ensure compliance and adherence to Credit Agricole Group Instructions, Policies and Procedures and local regulators.
 Ensure Funds compliance with all regulations stated in EFSA executive regulations
 Periodic Audit recommendation

 Strong background about Investment & Corporate Finance area to cover M Fund business activity. Minimum experience required is 5 years.
 Advanced Treasury course
 Advanced or medium level of Investment Banking courses
 Medium / Advanced Portfolio Management & M Fund courses
 Computer skills is a must
 Adequate awareness with Reuters and/or Bloomberg service tools.
 Full awareness with Bank's group internal treasury systems used to monitor CM sales and trading activities.

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