-NEW- 12 Months Distribution Monitoring Executive (Financial Services)
Summary
Oversee compliance reporting and misconduct investigations for financial services distribution channels, analyzing trends and ensuring regulatory adherence.
Job Responsibilities:
· Managed compliance reporting, misconduct trend analysis, and data analytics for distribution channels, ensuring timely completion within regulatory and internal deadlines.
· Investigated suspected sales misconduct, conducted thorough assessments, engaged customers and stakeholders, and recommended appropriate corrective actions.
· Ensured adherence to regulatory requirements, industry standards, and business conduct policies while supporting compliance initiatives, process improvement projects, and policy replacement appeal reviews.
· Adhoc tasks and projects as assigned
Job Requirements
· Minimum Degree in a related discipline
· Minimum 1 year of relevant insurance experience
· Able to start immediately or within short notice
Interested candidates, kindly email your detailed resumes in MS word format to joseph.koh@ambition.com.sg
Attention to Joseph Koh Wei Jie(R1873431)
Shortlisted candidates will be notified
www.ambition.com.sg
EA Registration Number: R1873431
Data provided is for recruitment purposes only
Business Registration Number:200611680D. License Number: 10C5117