Para Banking Advisory- VP - Compliance
Posted Updated
Description
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<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:white;
mso-themecolor:background1">SECTION I: BASIC INFORMATION<o:p></o:p></span></b></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Job Code<o:p></o:p></span></b></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Cost Center<o:p></o:p></span></b></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Job Title<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Regulatory
Compliance Para Banking Activities<o:p></o:p></span></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Functional Title<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">AVP<o:p></o:p></span></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Grade<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:white;mso-themecolor:background1">Management Band<o:p></o:p></span></b></p>
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line-height:normal"><span style="font-size:10.0pt;mso-no-proof:yes"> </span></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Business Unit<o:p></o:p></span></b></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Division<o:p></o:p></span></b></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Department<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Compliance<o:p></o:p></span></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Location<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Mumbai<o:p></o:p></span></p>
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'Book Antiqua',serif;color:white;mso-themecolor:background1">Reporting to<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:white;mso-themecolor:background1">No. of Direct
Reports<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;tab-stops:129.75pt"><span style="font-size:10.0pt;line-height:115%;font-family:'Book Antiqua',serif;
color:white;mso-color-alt:windowtext"> </span><span style="font-size:10.0pt;line-height:115%;font-family:'Book Antiqua',serif"><o:p></o:p></span></p>
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padding:0in 5.4pt 0in 5.4pt;height:18.4pt">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:white;
mso-themecolor:background1">SECTION II: ROLE SUMMARY<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;text-align:justify;line-height:
normal"><span style="font-family:'Book Antiqua',serif">The role holder will
be responsible for handling Regulatory Compliance in respect of Custodian,
Depository Participant, Designated Depository Participant, Merchant Banking,
Pension Fund business of the Bank. </span><span style="font-size:10.0pt;
font-family:'Book Antiqua',serif"><o:p></o:p></span></p>
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<p class="MsoNormal" style="margin-bottom:0in;tab-stops:129.75pt"><span style="font-size:10.0pt;line-height:115%;font-family:'Book Antiqua',serif"> </span></p>
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<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:white;
mso-themecolor:background1">SECTION III: KEY RESPONSIBILITIES/
ACCOUNTABILITIES<o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Strategic/
Managerial Responsibilities</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
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<p class="MsoNormal" style="margin-bottom:0in;text-align:justify;line-height:
normal"><span style="font-family:'Book Antiqua',serif">Handling Regulatory
Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. <o:p></o:p></span></p>
<p class="MsoNormal" style="margin-bottom:0in;text-align:justify;line-height:
normal"><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"> </span></p>
</td>
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<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Core Responsibilities</span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></b></p>
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<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Handling
Compliance with above mentioned regulations pertaining to business of
Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Circulating
action points arising out of regulatory circulars/notifications/communications
and pro-active follow up with the stakeholders ensuring timely implementation
of the same. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Reviewing
existing and new processes and handling correspondences with the regulators
on Compliance related matters. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Handling
Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Providing
clarifications on queries raised by stakeholders within the Bank and from
Group entities on Compliance related matters. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Drafting
and vetting of various submissions to be made to the ACB/Board. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif">Submission
of various regulatory reports from time to time. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpMiddle" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;text-align:justify;
line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:.25in;mso-add-space:auto;line-height:normal"><span style="font-family:'Book Antiqua',serif"> </span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:3;height:78.25pt">
<td width="120" style="width: 1.25in; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 78.25pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">People Management
or Self-Management Responsibilities </span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="630" style="width: 472.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 78.25pt;">
<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-family:Wingdings;mso-fareast-font-family:Wingdings;mso-bidi-font-family:
Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';">
</span></span><!--[endif]--><span style="font-family:'Book Antiqua',serif">Need
to interaction with various regulatory authorities viz. SEBI, PFRDA, NSDL,
CDSL, NSE, BSE, etc. <o:p></o:p></span></p>
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-family:Wingdings;mso-fareast-font-family:Wingdings;mso-bidi-font-family:
Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';">
</span></span><!--[endif]--><span style="font-family:'Book Antiqua',serif">Need
to interact with the middle management and senior management of the Bank.<o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:4;mso-yfti-lastrow:yes;height:48.1pt">
<td width="120" style="width: 1.25in; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 48.1pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Risk and Internal
Control Responsibilities</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="630" style="width: 472.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 48.1pt;">
<p class="MsoListParagraph" style="margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;text-indent:
-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"> </span></p>
</td>
</tr>
</tbody></table>
<p class="MsoNormal" style="margin-bottom:0in"><span style="font-size:10.0pt;
line-height:115%;font-family:'Book Antiqua',serif"> </span></p>
<table class="MsoTableGrid" border="1" cellspacing="0" cellpadding="0" width="750" style="width: 562.5pt; margin-left: -35.1pt; border: none;">
<tbody><tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:0;mso-yfti-firstrow:yes;height:15.25pt">
<td width="750" colspan="2" style="width:562.5pt;border:dotted windowtext 1.0pt;
mso-border-alt:dotted windowtext .5pt;background:#4F81BD;mso-background-themecolor:
accent1;padding:0in 5.4pt 0in 5.4pt;height:15.25pt">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:white;
mso-themecolor:background1">SECTION V: KNOWLEDGE & EXPERIENCE<o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:1;height:15.25pt">
<td width="750" colspan="2" style="width: 562.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 15.25pt;">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:black;
mso-color-alt:windowtext">KNOWLEDGE</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;
color:white;mso-themecolor:background1"><o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:2;height:31.9pt">
<td width="126" style="width: 94.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 31.9pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Minimum
Qualifications</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="624" style="width: 6.5in; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 31.9pt;">
<p class="MsoListParagraph" style="margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;text-indent:
-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">CA/CS<o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:3;height:31.0pt">
<td width="126" style="width: 94.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 31pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Language Skills</span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="624" style="width: 6.5in; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 31pt;">
<p class="MsoListParagraph" style="margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;text-indent:
-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">English<o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:4;height:17.5pt">
<td width="750" colspan="2" style="width: 562.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:black;
mso-color-alt:windowtext">EXPERIENCE</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:5;height:31.0pt">
<td width="126" style="width: 94.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 31pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Years of
Experience</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="624" style="width: 6.5in; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 31pt;">
<p class="MsoListParagraph" style="margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;text-indent:
-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><a><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">8-10 Years</span></a><span class="MsoCommentReference"><span style="font-size:8.0pt"><!--[if !supportAnnotations]--><a class="msocomanchor" id="_anchor_1" href="file:///C:/Users/SBC1083408/AppData/Local/Microsoft/Windows/INetCache/Content.Outlook/1ZUTAPZP/Job%20Description%20-%20Para%20Banking%20Advisory_09%20may%20(002).docx#_msocom_1" language="JavaScript" name="_msoanchor_1">[AC(1]</a><!--[endif]--> </span></span><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:6;mso-yfti-lastrow:yes;height:31.0pt">
<td width="126" style="width: 94.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 31pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Nature of </span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></b></p>
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Experience</span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="624" style="width: 6.5in; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 31pt;">
<p class="MsoListParagraph" style="margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;text-indent:
-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Preferably have
worked in Compliance / Product / Operations function of Banks & handled
the Para Banking compliance <o:p></o:p></span></p>
</td>
</tr>
</tbody></table>
<p class="MsoNormal" style="margin-bottom:0in"><span style="font-size:10.0pt;
line-height:115%;font-family:'Book Antiqua',serif"> </span></p>
<table class="MsoTableGrid" border="1" cellspacing="0" cellpadding="0" width="750" style="width: 562.5pt; margin-left: -35.1pt; border: none;">
<tbody><tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:0;mso-yfti-firstrow:yes;height:15.25pt">
<td width="750" colspan="3" style="width:562.5pt;border:dotted windowtext 1.0pt;
mso-border-alt:dotted windowtext .5pt;background:#4F81BD;mso-background-themecolor:
accent1;padding:0in 5.4pt 0in 5.4pt;height:15.25pt">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:white;
mso-themecolor:background1">SECTION VI: COMPETENCIES & KEY PERFORMANCE
INDICATORS<o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:1;height:15.25pt">
<td width="750" colspan="3" style="width: 562.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 15.25pt;">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:black;
mso-color-alt:windowtext">BEHAVIORAL COMPETENCIES</span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:white;mso-themecolor:background1"><o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:2;height:15.25pt">
<td width="126" rowspan="6" style="width: 94.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 15.25pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Core Competencies</span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="198" style="width: 148.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 15.25pt;">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:black;
mso-color-alt:windowtext">Competency Name</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="426" style="width: 319.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 15.25pt;">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:black;
mso-color-alt:windowtext">Behaviors</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:3;height:17.5pt">
<td width="198" style="width: 148.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-style: none; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Capability to
interpret regulations<o:p></o:p></span></p>
</td>
<td width="426" style="width: 319.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Patience<o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:4;height:17.5pt">
<td width="198" style="width: 148.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-style: none; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Hardworking<o:p></o:p></span></p>
</td>
<td width="426" style="width: 319.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Persuasive Skills<o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:5;height:17.5pt">
<td width="198" style="width: 148.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-style: none; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Good Communication
Skills<o:p></o:p></span></p>
</td>
<td width="426" style="width: 319.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Problem Solving
Skills<o:p></o:p></span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:6;height:17.5pt">
<td width="198" style="width: 148.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-style: none; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Adherence to
timelines<o:p></o:p></span></p>
</td>
<td width="426" style="width: 319.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"> </span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:7;height:17.5pt">
<td width="198" style="width: 148.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-style: none; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpFirst" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"> </span></p>
</td>
<td width="426" style="width: 319.5pt; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoListParagraphCxSpLast" style="margin-top:0in;margin-right:0in;
margin-bottom:0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;
text-indent:-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"> </span></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:8;height:17.5pt">
<td width="750" colspan="3" style="width: 562.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 17.5pt;">
<p class="MsoNormal" align="center" style="margin-bottom:0in;text-align:center;
line-height:normal"><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif;color:black;
mso-color-alt:windowtext">TECHNICAL COMPETENCIES </span></b><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
</tr>
<tr table_type="formatted" style="border-left: 1px solid black !important;mso-yfti-irow:9;mso-yfti-lastrow:yes;height:31.0pt">
<td width="126" style="width: 94.5pt; border-right: 1pt dotted windowtext; border-bottom: 1pt dotted windowtext; border-left: 1pt dotted windowtext; border-image: initial; border-top-width: initial; border-top-color: initial; background: rgb(242, 242, 242); padding: 0in 5.4pt; height: 31pt;">
<p class="MsoNormal" style="margin-bottom:0in;line-height:normal"><b><span style="font-size:10.0pt;font-family:
'Book Antiqua',serif;color:black;mso-color-alt:windowtext">Technical Competencies</span></b><b><span style="font-size:10.0pt;font-family:'Book Antiqua',serif"><o:p></o:p></span></b></p>
</td>
<td width="624" colspan="2" style="width: 6.5in; border-top-width: initial; border-top-color: initial; border-left-width: initial; border-left-color: initial; border-bottom: 1pt dotted windowtext; border-right: 1pt dotted windowtext; padding: 0in 5.4pt; height: 31pt;">
<p class="MsoListParagraph" style="margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-left:17.1pt;mso-add-space:auto;text-align:justify;text-indent:
-13.5pt;line-height:normal;mso-list:l0 level1 lfo1"><!--[if !supportLists]--><span style="font-size:10.0pt;font-family:Wingdings;mso-fareast-font-family:Wingdings;
mso-bidi-font-family:Wingdings">§<span style="font-variant-numeric: normal; font-variant-east-asian: normal; font-variant-alternates: normal; font-kerning: auto; font-optical-sizing: auto; font-feature-settings: normal; font-variation-settings: normal; font-stretch: normal; font-size: 7pt; line-height: normal; font-family: 'Times New Roman';"> </span></span><!--[endif]--><span style="font-size:10.0pt;font-family:'Book Antiqua',serif">Sound knowledge of SEBI
/ NSDL / CDSL / NSE / BSE/PFRDA guidelines on DP, DDP, Custodian, Merchant
Banking, Pension Fund activities <o:p></o:p></span></p>
</td>
</tr>
</tbody></table>
<p class="MsoNormal"><span style="font-size:10.0pt;line-height:115%;font-family:
'Book Antiqua',serif"> </span></p>
<div><!--[if !supportAnnotations]-->
<hr class="msocomoff" align="left" size="1" width="33%">
<!--[endif]-->
<div><!--[if !supportAnnotations]-->
<div id="_com_1" class="msocomtxt" language="JavaScript"><!--[endif]--><!--[if !supportAnnotations]--><a name="_msocom_1"></a><!--[endif]-->
<p class="MsoCommentText"><span class="MsoCommentReference"><span style="font-size:
8.0pt"> <!--[if !supportAnnotations]--><a href="file:///C:/Users/SBC1083408/AppData/Local/Microsoft/Windows/INetCache/Content.Outlook/1ZUTAPZP/Job%20Description%20-%20Para%20Banking%20Advisory_09%20may%20(002).docx#_msoanchor_1" class="msocomoff">[AC(1]</a><!--[endif]--></span></span>Pls
check this – for AVP / SM the experience of 8-10 years is required? Max we can
go upto VP role – so the lower side experience should be minimum required for
AVP while higher side should be the maximum required for VP role.<o:p></o:p></p>
<!--[if !supportAnnotations]--></div>
<!--[endif]--></div>
</div>
