PCG Branch Manager

Responsibilities

- Daily administrative, operations, compliance of four or more registered associates within a Market/Complex

- Leadership to expand revenue and client relationships

- Ensures compliance and regulatory requirements are met and assist with profit and loss statement

- Development of branch business plan and recruits financial advisors

- Serves as a Financial Advisor for personal clients providing financial advice consistent with the client’s goals and risk tolerance, assesses investment profile and evaluates financial needs

- Advises clients of different financial products and determines which are suited for client needs and financial circumstances

- Series 7, 9 and 10 (or equivalent) and 63 (or equivalent) licenses required and/or qualifying registration(s)

- 3+ years financial services experience

- Meet Consumer Financial Protection Bureau loan originator qualification requirements

- Within 90 days of hire must successfully complete exam(s) for the 65/66 and/or obtain the qualifying registration(s). Series 3/31 may be required if branch conducts commodities business