Private Wealth Business Compliance (Bank) #BSQ
Summary
Review and assess client risk profiles for a private wealth bank, ensuring compliance with AML/CFT/CDD standards and identifying gaps in KYC and source of wealth information.
Job Description:
- Analyse and identify gaps and risks in the existing KYC and Source of Wealth (SoW) information.
- Review client’s profile during periodic review to ensure conformity to internal and regulatory requirements on AML/CFT/CDD standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating.
- Accurately identify gaps in client's source of wealth and assess the plausibility with the Bank’s expectations.
- Liaise with relationship managers for deficiencies of KYC information and obtain corroboration documentation.
- Ensure name screening alerts are handled according to Bank guidelines and procedures.
- Ability to work with minimal supervision, oversight and with cross region teams.
Requirements:
- 3-4 years of relevant experience
- Degree of a relevant discipline
How to Apply:
Interested applicants, please email your resume to Shaunquek@recruitexpress.com.sg
Kindly note that only shortlisted candidates will be contacted.
Shaun Quek Yew Meng
CEI No: R1660732
Recruit Express Pte Ltd
EA Licence No: 99C4599