Sales Advisory, Compliance Executive (1 year contract) #NKC
Key Responsibilities
- Perform independent checks in line with regulatory frameworks and internal policies, including customer documentation reviews, client feedback, and sales practice assessments
- Monitor audit results, identify recurring issues, and support root cause analysis and remediation actions
- Review customer complaints related to sales activities and ensure proper assessment and documentation
- Support training and guidance for new staff on audit processes and compliance requirements
- Keep audit checks and procedures updated in line with regulatory and policy changes
- Contribute to process improvement initiatives, including automation and digitalisation of audit workflows
Interested applicants may email resume to kellychooi@recruitexpress.com.sg
Chooi Kelly (CEI Registration No: R25136207)
Recruit Express Pte Ltd (EA: 99C4599)
We regret only shortlisted candidates will be contacted