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Senior Compliance Manager

You will develop and maintain compliance frameworks, support the MLRO with AML/CFT responsibilities, monitor and resolve cases, respond to regulatory requests, liaise with law enforcement, prepare for compliance testing, advise on AML/CFT matters, and support reporting and investigations.

Responsibilities

  • Design, implement, and maintain compliance manuals, policies, procedures, and systems
  • Support the MLRO in meeting OKX UAE's regulatory and legal responsibilities
  • Monitor and resolve AML/CFT-related cases
  • Respond to legal and regulatory requests
  • Liaise with law enforcement agencies and external partners
  • Provide advice on AML/CFT matters
  • Prepare OKX UAE for independent AML/CFT and compliance testing
  • Engage cross-functionally to implement a compliance management program
  • Deputize for the MLRO
  • Assess, document, and report suspicious activity referrals
  • Oversee compliance reviews and investigations
  • Prepare compliance reports for management and the Board

Requirements

  • Bachelor's degree in finance, law, business administration, or a related field
  • Master's degree or relevant certifications preferred
  • Experience in compliance management, including MLRO or Deputy MLRO experience
  • Experience dealing with regulators and auditors on AML audits or investigations
  • Knowledge of AML, CTF, and data protection regulations
  • Ability to raise SARs to FIUs
  • Excellent analytical skills
  • Exceptional communication and interpersonal skills
  • Strong project management and remediation experience
  • Strong problem-solving and risk management skills
  • Knowledge of and enthusiasm for the crypto industry and its risks

Benefits

  • L&D programs
  • Education subsidy
  • Team building programs
  • Company events
  • Wellness allowances
  • Meal allowances
  • Comprehensive healthcare schemes for employees and dependants

See also

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