EXL

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Senior Executive - Line Compliance

Open 37d reposted 2× · 2 open copies
  • Assist in preparation of critical documentation like Operations Standard Document (OSD), BISRA (Business Information Security Risk Assessment) etc. for assigned business/operations area.
  • Implement controls in operational areas as defined by OSD, contractual requirements and other policies. Liaise with other corporate functions for implementation of EXL policies and procedures.
  • Perform and design compliance/audit reviews for assigned business/operations area.
  • Monitor risks & controls. Identify/report exceptions and action plans.
  • Drive awareness and trainings on key risk and compliance aspects (L&D trainings, corporate trainings and other external/internal trainings).
  • Overall responsibility for ‘Compliance Self-assessment’ exercise.
  • Facilitate timely closure of issues identified in internal/external audits/reviews
  • Manage compliance for assigned business/operations area.
  • Responsible for self-assessment process for business/operations area.
  • Support AVP/Manager in developing/imparting training and other initiatives.

Competencies & Skills




Values & Behavior

  • Good logical reasoning and reasonable analytical skills.
  • Well-versed with accounting standards and company laws, internal audit methodologies, SOX requirements, Internal Control Framework like COSO etc.
  • Good communication and report writing skills.
  • Computer/laptop operating skills. Knowledge of usage of auditing tools (desired not a pre-requisite).

  • Display high integrity and ethical values.
  • Should display confidence and convincing skills.
  • Should interact effectively with stakeholders.
  • Should be a team player.
  • Should be a result oriented professional.
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