Senior Manager - Legal & Compliance - BFSI

Designation : Senior Manager - Legal & Compliance

Department : Legal & Compliance

Role Summary :

As a Legal Counsel specializing in equities, investment banking, and asset management, you will be responsible for providing comprehensive legal support and advice to our business units.

Key responsibilities :

- Contract Review and Negotiation : Reviewing, drafting, and negotiating a wide range of agreements, including business transaction agreements, vendor agreements, legal communication & correspondence, and other related contracts.

- Regulatory Compliance : Ensuring compliance with relevant laws, regulations, and industry standards pertaining to our business. Ensuring end-to-end compliance of the Investment Banking business, including merchant banking.

- Audit and Inspection : Oversee compliance reviews, audits, inspections, and regulatory interactions.

- Risk Management : Identifying and mitigating legal risks associated with our business.

- Transaction Support : Providing in-house legal support for transactions handled by the Group. These will include transactions as a principal - JVs, court schemes, SPAs.

- Policy Development : Assisting in the development and implementation of internal policies and procedures related to various business activities.

- Dispute Resolution : Handling legal disputes and litigation matters.

- Legal Risk : Provide guidance on handling legal risk and mitigation thereof.

- Collaboration : Working closely with internal stakeholders, including business units, compliance teams, and senior management, to address legal issues and achieve business objectives.