Senior SOX Auditor Business Process Controls
You lead independent testing of business process SOX controls across revenue, financial close, and treasury. You evaluate control effectiveness, validate remediation, analyze deficiencies, coordinate testing, and report findings and remediation status to stakeholders and oversight bodies.
Responsibilities
- Lead independent controls testing across revenue, financial close, and treasury
- Evaluate control design and operating effectiveness
- Document testing procedures and results
- Validate IUC and IPE completeness and accuracy
- Build and maintain testing programs, templates, and workpapers
- Use AI-enabled workflows and data analytics to improve testing
- Validate remediation of open SOX findings
- Perform root cause analysis and assess control deficiencies
- Evaluate management remediation actions
- Track remediation progress and report status
- Coordinate with the SOX Compliance team
- Engage with Finance, Accounting, and Treasury control owners
- Report SOX testing coverage, findings, and remediation status
- Coordinate testing with IT SOX testers and co-sourced resources
Requirements
- 8+ years of experience in internal audit, external audit, or SOX compliance
- CPA certification
- Experience in crypto, fintech, payments, or digital asset accounting
- Experience with revenue recognition for trading, staking, or custody services
- Knowledge of US GAAP, SOX compliance requirements, COSO framework, and PCAOB auditing standards
- Experience testing controls across revenue, financial close, treasury, or other financial reporting processes
- Experience operating across multi-entity structures or multiple jurisdictions
- Ability to communicate audit findings to control owners, senior leadership, and external stakeholders
- Familiarity with AuditBoard or Workiva
- Familiarity with AI-assisted audit tools