Sr. Sox Analyst III
NewLocation: Onsite listed in the job posting.
Summary
To ensure company adherence to the regulatory requirements outlined in The Sarbanes Oxley Act (Sections 302, 906 and 404 of the Sarbanes-Oxley Act of 2002; SEC Rules 13a-14 and 13a-15); the FDIC Improvement Act of 1991; and Item 308 of Regulation S-K. Duties include but are not limited to assisting the business with developing, implementing, and overseeing internal controls to ensure accurate financial reporting and SOX compliance.
Job Description/Function:
Ensure company adherence to the regulatory requirements outlined in SOX Sections 302, 906 and 404 of the Sarbanes-Oxley Act of 2002; SEC Rules 13a-14 and 13a-15; the FDIC Improvement Act of 1991; and Item 308 of Regulation S-K.
Maintain documentation of internal controls for financial accounting and reporting processes
Perform scoping requirements for annual testing and compliance and collaborate with both Internal and External Audit teams to align and finalize in-scope areas/controls.
- Coordinate with Business Owners and Control Owners to ensure that internal controls over financial reporting are effectively designed and sufficiently documented within the Company’s SOX documentation and required disclosures
Participate in quarterly SOX governance and certification processes
Work with management/business lines to ensure controls and process documentation is current, making and/or developing revisions when necessary
Involvement in business process changes to determine effects on SOX Compliance Program
Coordinate with internal and external auditors on internal controls design, testing and issues resolution
Work with management and control owners on control remediation efforts to address open issues and deficiencies noted by the audit teams and report results and readiness for testing
- Assist with business process walkthroughs and documents business process narratives and/or business process flow
- Proactively identify emerging business and technical risks, issues, and developments in a timely manner for action and incorporation into the SOX compliance program documentation
- Assist in training to Business Owners and Control Owners with respect to internal controls and SOX compliance
Other duties and special projects as requested
Skill Requirements:
- CPA/Internal Audit/SOX Compliance experience a plus
- Bachelor’s degree in accounting/finance/business from an accredited university-Required
- Understanding of Accounting and Financial Reporting Processes
- Familiar with COSO 2013 Framework
- Strong written and oral communication Skills
- Sense of urgency with ability to complete tasks within designated timeframes
- Ability to work productively in a team as well as independently
- 3-7 years of relevant experience