VP Group Compliance

VP Group Regulatory Compliance

About Citco

Since the 1940s Citco has provided specialist financial services to alternative investment funds, investors, multinationals and private clients worldwide. With over 6,000 employees in 45 countries we pioneer innovative solutions that meet our clients’ evolving needs, and deliver exceptional service. Our continuous investment in learning means our people are among the best in the industry. And our corporate social responsibility programs provide meaningful and fulfilling work in the community. A career at Citco isn’t just a job – it’s an opportunity to excel in an environment that genuinely supports your personal and professional development.

About the Role:

The role will be part of the Group Compliance function, reporting to the Executive SVP Compliance in charge of the Compliance 2nd line of defence in the Netherlands. Although the role will predominantly focus on the Dutch entities, mainly Citco Bank, as part of a Group Compliance function, there will be opportunities and exposure to other Citco entities at global level. The role will be responsible for providing regulatory guidance and support to the business divisions, and monitoring and reviewing the business compliance with applicable regulation and internal policies.

Job Duties in Brief:

• Support the Senior VP Compliance representing the Citco Group Compliance function in the Netherlands, advising the business on compliance matters, creating and implementing the compliance plans and training staff on compliance topics
• Identify, assess and manage the compliance risks relating to the Citco Bank Nederland activities
• Build and maintain a constructive and professional relationship with Citco Bank Management Board and all relevant stakeholders (other second and third line functions such as risk management, legal, internal and external audit, etc.);
• Give advice and support to staff on compliance related matters such as AML and KYC, tax compliance, data protection and confidentiality, outsourcing organization, corporate governance;
• Analyze reporting of suspicions concerning transaction and activities and report as appropriate;
• Writing policies, keeping them up to date with new developments and reviewing on a regular basis;
• Undertaking monitoring reviews (compliance checks and controls) in accordance with annual monitoring plans;
• Drafting of compliance reports;
• Participate in communication with the Dutch regulator;
• Providing training and or arranging for training to employees regarding compliance policies, legislation and procedures;
• Assist and further develop compliance oversight of outsourcing arrangements;

About You:

• University degree in Law or related discipline;
• A minimum of 5 years related work experience in the Dutch financial sector;
• Strong knowledge of the Dutch legal and regulatory environment in particular AML/CFT, tax compliance, data protection and outsourcing ;
• Strong analytical, research and reporting skills;
• Excellent communication skills in English and Dutch (written & oral);
• Compliance monitoring experience will be a plus;
• Pro-active and result driven;
• Developing good working relationships;

What We Offer:

• A challenging and rewarding role in a dynamic and global Compliance team
• Be part of a Banking, Fund and Governance Services leading player with worldwide presence.
• Opportunities for personal and professional career development
• Great working environment, competitive salary and benefits

Confidentiality Assured

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